Full opinion text
HULL, Circuit Judge: Florida death-row inmate Grover Reed appeals the district court’s denial of his 28 U.S.C. § 2254 petition for a writ of habeas corpus. The district court granted Reed a certificate of appealability (“COA”) on his claim that his trial counsel was constitutionally ineffective for failing to investigate and present mitigation evidence at the penalty phase. After review and oral argument, we affirm the denial of Reed’s § 2254 petition. I. BACKGROUND A. Crime and Arrest In December 1985 Reed, age 24, and his girlfriend and two children moved to Jacksonville, Florida. They were homeless. As a result, Lutheran minister Rev. Ervin Oermann and his wife Betty Oermann invited Reed and his family to stay in the Oermanns’ home. See Reed v. State, 560 So.2d 203, 204 (Fla.1990) (“Reed I”). After a little more than a week, though, the Oermanns discovered Reed had drug paraphernalia in their home, and the Oermanns asked Reed and his family to leave. Id. Rev. and Mrs. Oermann continued to help Reed by giving him money and transportation, but eventually stopped after they began to feel they were being used. Id. Reed “resented the discontinuance of aid and vowed to get even.” Id. On the evening of February 27, 1986, while Rev. Oermann was away from home at a night class, Reed raped and murdered Mrs. Oermann (age 57). Rev. Oermann returned home to find her body. An autopsy revealed Mrs. Oermann had been strangled, raped, and stabbed repeatedly in the throat. After an investigation linked Reed to evidence found at the crime scene, he was arrested. B. Indictment and Pre-trial Proceedings In July 1986, Reed was indicted for first-degree murder, sexual battery, and armed robbery. Assistant public defender Alan Chipperfield initially represented Reed but became conflicted out. In August 1986, the state trial court appointed Richard Nichols, a private criminal defense attorney, to represent Reed. In October 1986, Reed underwent a psychiatric evaluation to determine, inter alia, whether Reed suffered from mental illness or mental retardation, the nature and extent of any such mental illness or retardation, Reed’s competence to stand trial, and Reed’s sanity at the time of the crimes. Psychiatrist Dr. Ernest Miller evaluated Reed and filed a report with the state trial court. Social worker Karen Kaldor, M.S.W., co-authored Dr. Miller’s October 30,1986 report. The report indicated Dr. Miller reviewed “extensive background information furnished by Mr. Nichols,” including copies of Reed’s medical records from Henderson-ville Community Hospital (“Hendersonville Hospital”), Metropolitan Nashville General Hospital (“Nashville General”), and the Middle Tennessee Mental Health Institute (“Middle Tennessee MHI”). Dr. Miller obtained Reed’s history and performed mental status tests. Because of Reed’s history of inhaling gas fumes and lead poisoning, Dr. Miller had Reed undergo neurological tests, including a 21-channel electroencephalogram test on October 20, 1986. Dr. Miller’s report detailed Reed’s background and physical and mental condition. The report stated that Reed understood the purpose of the examination, the charges against him, his pleading options, and “the role of the various court officers.” Reed claimed complete recollection of his circumstances on the day of Mrs. Oermann’s murder, and told Dr. Miller he had ten alibi witnesses. As to Reed’s family, educational, social, and vocational history, the report noted that Reed: (1) was removed from his mother’s custody because of her alcoholism when he was four years old; (2) was raised primarily by his grandparents, and his mother shot and killed his father in self-defense; (3) had an eighth grade education, at which point he left school to work in a sawmill because his family needed money; (4) had a girlfriend, a child, and many friends; (5) was a self-described “jack of all trades” who had worked as a concrete worker and in the steel and oil industries; and (6) had no military service history. As to Reed’s medical and psychiatric history, Dr. Miller reported that Reed: (1) denied a family history of mental illness, epilepsy, or suicide; (2) denied suffering from diseases; (3) suffered a fractured bone in his face from being struck with a pool cue; and (4) was evaluated and treated in 1981 at Nashville General and Middle Tennessee MHI for “lead encephalopathy related to the inhalation of gas fumes,” but denied any other mental health care. Although Reed drank heavily seven years before Dr. Miller’s evaluation, Reed told Dr. Miller that he “slacked off after a period of treatment for this,” and denied having a drinking problem anymore. Reed admitted huffing gasoline in the past but denied using other drugs except “occasional marijuana.” Reed reported “seizures associated with his inhalation of gas fumes.” As noted earlier, Nichols gave Dr. Miller extensive hospital and medical records. They indicated that in 1979 Reed underwent two “uneventful” days of treatment at Hendersonville Hospital for “a fracture of facial and orbital bones.” In November 1981, Reed was treated at Nashville General for “lead intoxication [and] multiple substance abuse.” Reed was transferred from Nashville General to Middle Tennessee MHI, where he was diagnosed with “Lead Encephalopathy due to Chronic Lead Poison” and “Seizure Disorder caused by Valium Withdrawal and/or Lead Encephalopathy.” The medical records noted that: (1) Reed had a history of “abusive behavior and combativeness at home”; (2) Reed indicated he “can’t control [his] nerves”; and (3) his family reported that Reed had a “long history of confusion, short attention span, and bizarre behavior when high on gasoline— fighting trees and garage door, screaming—but no bizarre behavior when not high.” Given his past lead encephalopathy related to gas fumes, Dr. Miller had Reed undergo neurological tests. For example, the October 20, 1986 electroencephalograph report, which Dr. Miller ordered, showed that Reed was examined with a “21-channel encephalograph with 20 scalp and 2 reference electrodes, using 10-20 system of I.F.E.S. 3 montages including both serial and linked pairs of electrodes.” During the test, Reed was awake, relaxed, and cooperative, and was not sedated. The electroencephalogram recorded Reed’s frontal, temporal, central, parietal, and occipital waking bandwidth. Reed had normal regulation, symmetry, and synchrony results. The encephalographic report concluded with Dr. Miller’s assessment: “Normal waking electroencephalogram. No paroxysmal sequences, no regional abnormalities.” Dr. Miller’s report concluded that Reed was of average native intelligence and his cognitive faculties were intact. The report also concluded that Reed had “a fair general fund of information”; was “well able to use verbal and mathematical abstractions”; had a good ability to register, store, and retrieve data; and was “not hallucinated or delusional.” The report noted that Reed had “[n]o pathologic reflexes” and his “motor, sensory and cerebellar functions [were] normal.” The report further advised that Reed was competent to stand trial, and that he “was able to understand the nature, quality and wrongfulness of his acts” at the time of the crimes. The state trial court, in turn, found Reed competent to stand trial. C. Guilt Phase The parties selected a jury on November 17, 1986. The guilt phase of Reed’s trial began the next day and lasted three days. The State called fourteen witnesses. One key piece of physical evidence was Reed’s baseball cap, which was found under a table near Mrs. Oermann’s body. Witnesses testified they saw Reed wearing his baseball cap on the day of the murder before the probable time of death, but not afterwards. They “positively identified the cap as Reed’s because of the presence of certain stains and mildew.” Reed I, 560 So.2d at 204. Reed’s fingerprints were on checks that were taken from the Oermann home and found in their yard. Id. An éxpert witness testified that hairs found on Mrs. Oermann’s body and in the baseball cap were consistent with Reed’s hair. Id. Another expert testified that the semen found in Mrs. Oermann’s body could have been Reed’s. Id. And Reed’s cellmate, Nigel Hackshaw, testified that Reed admitted breaking into the Oermann home and killing Mrs. Oermann. Id. Reed decided not to testify or to present evidence in the guilt phase. On November 20, 1986, the jury found Reed guilty of first degree murder, sexual battery, and robbery with a deadly weapon. D. Penalty Phase Before the Jury After the verdict, the state trial court excused the jurors until the penalty phase, which was scheduled to begin the following week. For various reasons, Nichols made a strategic decision to pursue a penalty-phase strategy of residual doubt and to present no evidence in the penalty phase. Reed had prior convictions. But the State agreed not to introduce any evidence before the jury of any of Reed’s prior criminal acts if Reed stipulated that he would not argue the statutory mitigating factor of no significant prior criminal activity. Both Reed and the State ultimately agreed they would (1) rest on the evidence adduced during the guilt phase, (2) submit no evidence at the penalty phase, and (3) proceed with closing arguments. The parties informed the state trial court of their stipulation at the outset of the November 26, 1986 penalty phase. The state trial court questioned counsel about the stipulation. Nichols informed the court that he had advised Reed to accept the stipulation because Reed had “at least one felony conviction and one [petit] theft conviction,” which made it unlikely Reed would be able to establish the no significant prior criminal activity mitigating factor in any event: I have instructed Mr. Reed that one of the mitigating circumstances that we might argue was an absence of a significant history and I’ve told him that if we do that that [the State attorney] Mr. Bateh is going to put in the record that evidence as to at least one felony conviction and one petty theft conviction which I’ve told Mr. Reed that I think—that if we were going to debate the issue whether or not that was significant history or not, I told him I didn’t think we’d [fare] very well and I have suggested to him that he allow me to do the stipulation and ... I have advised him that should we do that that we will not be able to argue that factor, that I would be able to argue that there has been no showing of any significant history of violence, but that I could not make a reference to the lack of a criminal history and he has agreed to that stipulation. Reed confirmed to the state trial court that this was correct, that he understood, and that he agreed to the stipulation. Nichols then addressed the state trial court regarding other potential mitigating evidence in the penalty phase. Nichols told the court that he had reviewed with Reed the aggravating and mitigating factors and that Reed did not want to testify during the penalty phase. Nichols added: I have told Mr. Reed that he has a right, should he want to, to take the stand and argue or to present evidence of his own testimony in this hearing. I have—Mr. Reed has steadfastly maintained his innocence and has instructed me that he does not want to take the stand and I want to make sure the record reflects that he’s been advised that he has a right, should he want to, that I’ve advised him against it and he has told me that he concurs in that advice. Reed stated that he agreed, and did not want to testify in his own defense during the penalty phase. The State argued to the jury that six aggravating factors existed, including that the murder (1) was especially heinous, atrocious, or cruel, (2) was committed in a cold, calculated, and premeditated manner, and (3) was for pecuniary gain. The State also argued that no mitigating factors existed. In response, Nichols told the jury that Reed maintained his innocence and argued Reed’s life should be spared because of residual doubt over his guilt. Nichols explained that he would make little argument as to mitigating circumstances because Reed was innocent and was not going to say “I did it and here’s why I did it.” Nichols told the jury that although it had found Reed guilty beyond a reasonable doubt, the State “d[id]n’t have to eliminate all doubt and it’s that other aspect of any other doubt that as human beings you’re going to consider ... when you decide whether or not you’re going to vote to allow the state to take the life of a human being.” Nichols argued that although the State’s evidence was consistent with Reed’s guilt, it did not make Reed’s guilt certain. After the jury retired to deliberate, the state trial court addressed whether it would order a presentence investigation report (“PSI”). Nichols conferred with Reed on this issue and told the state trial court that Reed did want a PSI so that the court could consider some aspects of Reed’s background that Nichols did not argue before the jury. The state trial court ordered a PSI to be prepared. After deliberating, the jury voted 11 to 1 to recommend the death penalty. The state trial court scheduled a hearing, at which it would consider any post-trial motions and “anything in mitigation or aggravation of sentence which has not already been presented to the Court.” E. Penalty Phase Before the Judge The post-trial hearing was originally scheduled for December 10 and held on December 18, 1986. Nichols filed: (1) the hospital and mental health records from Middle Tennessee MHI, Nashville General, and Hendersonville Hospital regarding Reed’s drug dependency, toxic response from lead, and past emotional problems; and (2) letters from other witnesses, including one from Archie Ray Brooks and one from Reed’s family member and lifelong acquaintance Joe B. Webb. The state trial court also had the PSI, signed December 9, 1986. The Florida Supreme Court summarized the information in the PSI: The presentence investigation report contained a socioeconomic status report indicating: Reed’s highest completed grade was the eighth grade; he previously was employed as a laborer and had five jobs in the prior two years; his father died in 1961 after being shot by his mother in self-defense; he had a one-year-old child to whom he provided voluntary support; he was diagnosed as suffering from lead intoxication and multiple substance abuse problems in 1981; and he was hospitalized for approximately one month at that time due to what Reed described as a “nervous breakdown.” Additionally, the report contained comments by Reed’s grandmother indicating that she never knew him to want to hurt anyone, believed his stepfather whipped the children and withheld food, and gained custody of her grandchildren due to Reed’s mother’s alcoholism and lack of interest in the children. The psychiatric examination report indicated mental status and neurologic testing were performed on Reed, as well as an extensive background review. The report repeated that Reed had an eighth grade education, was taken from his mother due to her alcoholism, and was treated in 1981 for lead encephalopathy related to the inhalation of gas fumes. The report reflected a normal waking electroencephalogram and a clinical impression of substance abuse disorder. The past medical records reflected Reed’s long history of gasoline sniffing, Valium abuse, and the resulting lead encephalopathy and seizure disorder upon drug withdrawal. They also contained doctors’ notes indicating Reed had previously shown bizarre and abusive behavior and combativeness at home. Reed v. State, 875 So.2d 415, 434 n. 12 (Fla.2004). The PSI itself is in the record and indicates that in his interview, Reed “denied the use of any drugs or narcotics.” The State filed certified copies of Reed’s prior convictions for second-degree burglary, malicious mischief, driving under the influence, possession of drug paraphernalia, and petit theft. In January 1987, the state trial court sentenced Reed to death. The state trial court found six statutory aggravating circumstances existed: (1) Reed was previously convicted of other felonies involving the use or threat of violence to the person; (2) Reed committed the murder while engaged in the commission of sexual battery; (3) Reed committed the murder for the purpose of avoiding or preventing a lawful arrest; (4) Reed committed the murder for pecuniary gain; (5) the murder was especially heinous, atrocious, or cruel; and (6) Reed committed the murder in a cold, calculated, and premeditated manner without any pretense of moral or legal justification. The state trial court found that no mitigating circumstances existed. The state trial court found these statutory mitigating circumstances, among others, were not present: (1) the murder was committed while the defendant was under the influence of extreme mental or emotional disturbance, (2) the defendant acted under extreme duress or under the substantial domination of another person, or (3) the murder was committed while the defendant’s capacity to appreciate the criminality of his conduct or conform his conduct to the requirements of the law was substantially impaired. The state trial court stated: While no evidence was offered to show that any of these three mitigating factors existed, the Court has, nonetheless, considered the psychiatric examination report of Dr. Ernest Miller and Karen Kaldor, dated October 31, 1986, and finds that there is no evidence to sustain a finding that any of the three factors exist. As to non-statutory mitigating circumstances, the state trial court stated that “[n]o evidence has been presented to show the existence of any other factors which should be considered in mitigation.” F. Direct Appeal Reed appealed his convictions and death sentence. Reed argued, inter alia, that insufficient evidence supported four of the six aggravating circumstances found by the state trial court. See Reed, I, 560 So.2d at 205-07. The Florida Supreme Court affirmed but did uphold Reed’s challenge to two of the six aggravating circumstances. It held the prior-violent-felony circumstance was invalid because it relied only on the sexual battery and robbery of Mrs. Oermann, and the cold, calculated, and premeditated circumstance was based on insufficient evidence. Id. at 207. Nevertheless, the Florida Supreme Court concluded that the elimination of two of the six aggravating circumstances would not have changed Reed’s sentence. Id. The Florida Supreme Court rejected Reed’s other claims as lacking in merit or not preserved for appeal. Id. at 205-07. The United States Supreme Court denied certiorari. Reed v. Florida, 498 U.S. 882, 111 S.Ct. 230, 112 L.Ed.2d 184 (1990). G. Rule 3.850 Motion, Appeal, and Remand In February 1992, Reed filed in the state trial court a motion pursuant to Florida Rule of Criminal Procedure 3.850 to vacate his convictions and sentence. Reed’s Rule 3.850 motion raised many claims, including that trial counsel Nichols was ineffective in failing to investigate and present mitigation evidence in the penalty phase. In August 1992, the Rule 3.850 court denied Reed’s Rule 3.850 motion without an evidentiary hearing. The Rule 3.850 court noted that, despite bringing ineffective trial counsel claims, Reed was refusing to waive the attorney-client privilege between him and Nichols or to disclose Nichols’s files to the State. By doing so, the Rule 3.850 court stated, Reed “has precluded the State from obtaining the discovery to which it is entitled.” Consequently, the Rule 3.850 court denied an evidentiary hearing on Reed’s ineffective trial counsel claims. It also found each of Reed’s assertions of deficient performance and prejudice were not supported by the record. Subsequently, the Florida Supreme Court affirmed the Rule 3.850 court’s denial of Reed’s claims other than his ineffective trial counsel claims. Reed v. State, 640 So.2d 1094, 1095-98 (Fla.1994) (“Reed II”). It reversed the Rule 3.850 court’s denial of an evidentiary hearing. Id. at 1096. The Florida Supreme Court ruled that Nichols’s files must be produced, and remanded the case to the Rule 3.850 court to hold an evidentiary hearing on Reed’s ineffective trial counsel claims. Id. at 1097-98. H. Rule 3.850 Evidentiary Hearing Following a number of delays and further proceedings, including Reed’s unsuccessful interlocutory appeal of the Rule 3.850 court’s order permitting the State to review Nichols’s files, the Rule 3.850 court held an evidentiary hearing on February 19-22, 2002. Eighteen witnesses testified. We summarize that testimony as to Reed’s ineffective trial counsel claims as to mitigation evidence at the penalty phase. 1. Alan Chipperfield: First Defense Counsel Alan Chipperfield, who worked for the public defender’s office and was Reed’s first defense counsel, testified for Reed at the Rule 3.850 evidentiary hearing. Before Reed’s case was transferred to Nichols, Chipperfield was working on gathering penalty phase information. Chipperfield was “real concerned with Grover Reed’s history of huffing gasoline and the hospitalization that he had” for lead encephalopathy, seizure disorder, and Valium withdrawal. Chipperfield described his investigation and preparation of this mitigation evidence: A First thing is we got the medical records from the hospital that documented what we had been told by family members and then we were doing research on the effect of huffing gasoline on a person’s brain and behavior and we had talked about getting witnesses .... [W]e pulled some articles about lead poisoning from different publications. Q And what ideas did those articles give you for the defense? A Well, it was primarily a penalty phase investigation and we thought this would be mitigating if Grover Reed had organic brain damage or had suffered convulsions or was addicted to chemical substances or gasoline, and we believed that there was a relationship between gasoline huffing and brain damage. Q Do you remember which mitigator you were going to try to apply that to? A Well, it could apply to extreme mental or emotional disturbance. It could apply to inability to conform his actions to the requirements of the law or it could be—those two would be statutory mitigators or it could be a non-statutory mitigator[ ] if it was neither extreme nor substantial. It also affected his childhood and could—if he wasn’t properly supervised in childhood and therefore was allowed to huff gasoline all the time from age nine I think at least you could present an argument that he didn’t have real good parents. Chipperfield noted that the Hendersonville Hospital and Middle Tennessee MHI records reported Reed suffered “lead encephalopathy due to chronic lead poison seizure disorder caused by valium withdrawal or lead encephalopathy.” When the case was transferred to Nichols, Chipperfield was “very concerned that [Nichols] should get information ... that was relevant to [the] penalty phase about lead poisoning.” Although at the time of the Rule 3.850 evidentiary hearing Chipperfield did not recall whether he gave copies of his files to Nichols, Chipperfield’s normal practice when a case was transferred was to make his files available to the new attorney. As mentioned above, Dr. Miller’s report, issued in October 1986, states that Nichols furnished Dr. Miller with the Hendersonville Hospital, Nashville General, and Middle Tennessee MHI records to assist in his evaluation. Thus, it is clear that Nichols had copies of the hospital records by October 1986 at the latest. 2. Dr. James Larson: 1992 Psychological Evaluation Reed also called Dr. James Larson, a clinical psychologist, who performed a psychological evaluation of Reed in 1992, more than five years after Reed’s sentence. Reed’s collateral counsel hired Dr. Larson and provided him with background materials on Reed, including medical records and affidavits from Reed’s family members, friends, and former school teachers. Dr. Larson based his conclusions on his review of this background information, a psychological interview of Reed, and cognitive testing which included neuropsychological and personality tests. In Dr. Larson’s opinion, “[tjhere was considerable mental health mitigation in this case.” Dr. Larson opined that there were two statutory mitigators: (1) “One was for the offense for which the defendant was charged was committed while the defendant was under the influence of extreme emotional disturbance”; and (2) “the second one was whether his capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was substantially impaired.” In Dr. Larson’s opinion, the non-statutory mitigators that could have been presented were: (1) “impaired judgment, educational depr[i]vation, defect as a child, abuse as a child, cultural depr[i]vation, actual physical abuse, emotional abuse, alcohol abuse, adult child of an alcoholic”; and (2) “drug abuse, lead poisoning, organic brain syndrome diagnosed by medical doctors, personality disorder, history of mental illness as diagnosed by other physicians, deficiency of positive role models,” and “possible interaction of organic brain syndrome and alcohol or drugs during the time frame of the events.” Dr. Larson testified that several of the non-statutory mitigating circumstances arose from Reed’s “very chaotic background” that in-eluded his mother essentially abandoning him, his being left with his grandmother, his stepfather abusing him, and his history of substance abuse and huffing gasoline. Dr. Larson testified that huffing gasoline an extended period of time causes irreversible brain damage, and that he observed signs of that type of brain damage in Reed during his psychological testing. Dr. Larson added that the medical records suggested Reed had suffered a head injury as well. On cross-examination, Dr. Larson admitted that during his interview, Reed minimized the extent of his drug use. Also, as to the day of the murder, Reed admitted drinking beer but denied huffing gasoline. Dr. Larson also admitted that Reed had no indications of formal thought disorder and Reed’s thought processes were “logical, coherent, relevant, and goal directed.” Dr. Larson found no evidence of delusional disorders. As to personality, Dr. Larson diagnosed Reed as having characteristics of antisocial personality disorder and narcissistic personality disorder. Dr. Larson characterized Reed as selfish, self-indulgent, thrill-seeking without regard to consequences, and easily bored and frustrated. Dr. Larson admitted that in many cases in which he has made a diagnosis of antisocial personality disorder, he is not asked to testify because it is an unflattering diagnosis: Q Anti-social personality is not a pretty picture, is it? A No. It’s oftentimes referred to as a criminal personality. It essentially has to do with—it’s a pretty picture in some ways. It gives you a job because so many of the people you prosecute would suffer from that kind of disorder. Q Predisposition to criminality? A That’s correct. Q In your experience, Doctor, you are not called upon too often to testify in front of a jury that anti-social personality disorder is a form of mitigation, are you? A No, but actually [I] have been called on several times, even though the person does meet the criteria to explain to the jury how the individual got this disordered personality, and so sometimes when I have been called on by an attorney I have explained how early conditions in childhood resulted in this kind of personality development, but you are right, many times attorneys steer away from using me in testimony when I have used that kind of diagnosis in the diagnostic work. Q And that’s because an anti-social behavior is what really underlies a sociopath, is that right? A Yes. Q And a sociopath is a person who in a very literal, rubber meets the road sense of the word just doesn’t give a damn, is that right? A Yes. Q This is the ultimate narcissistic personality, is that right? A Yes. 3. William Reed: Family Background Reed also called his brother William Reed (“William”) to testify. William and Reed had “a pretty rough childhood.” Their parents married when their father was eighteen and their mother was fourteen. Their father was “bad about drinking and fighting” and their parents “fought all the time.” During one fight when William was four years old and Reed was an infant, their father came home drunk and threw a pot of coffee on their brother Tony and threatened to kill them and their mother. Their mother locked the children in a bedroom and shot their father with a shotgun and killed him. Their mother remarried two years later, but after a few years the children went to live with their grandparents. After a time they went back to live with their mother and her husband Charles Lassman. Stepfather Lassman was drunk and abusive to the children and their mother. William stayed out of Lassman’s way, but “some nights I seen him beat [their sister] Diana and [Reed] all night long.” Lassman was the most violent man William had ever seen. Lassman beat Reed because Reed had a bed-wetting problem. One time Lassman made all the children watch while he beat their mother, and William took one of Lassman’s guns, pointed it at him, and told him to stop. Another time their grandmother chased Lass-man out of the house with the butcher knife after she saw the scars on Diana and Reed from where Lassman beat them. After that, the children went back to live with their grandmother. While they lived with their grandparents, they heard from their mother only about once a year. She didn’t see them, talk to them, or give them presents on their birthdays or at Christmas. William testified how the abuse they suffered affected him and his siblings: [T]he way I felt and everyone of us Reed’s family if there is people out there do us and nobody do nothing about it then we are going to get them before they get us, and that’s exactly the way we felt growing up, and the only people we really cared about was our two grandparents and the people that were around there, my aunts and uncles and that was it, and [Reed] it affected him so bad that he had always been extremely nervous—made us all nervous. After they went to live with their grandparents, Reed received little discipline at all because their grandmother was very indulgent with Reed. William testified that his brother Reed was a “con artist” and would manipulate their grandmother into letting him get what he wanted: [Reed] was like a con artist. I mean he had a way about wrapping [their grandmother] around his little finger and getting what he wanted and we never could figure out how he done it .... Although all the children experienced this difficult childhood, William admitted that none of Reed’s three siblings (William, Diana, or Tony) had been charged with murder, and none were in prison for anything. William testified that at about age ten Reed started huffing gasoline and went downhill. Reed “would get so high that he didn’t know what he was doing. He would strike at anything, walls, anything.” Afterward Reed began using other drugs. One time when Reed was huffing gasoline, his grandmother told him she wouldn’t let him come in and eat supper, and Reed punched her and broke her nose. William and their grandmother went to talk to Reed. Reed agreed to go to drug rehabilitation, where he stayed about six weeks. But after getting out, Reed started using drugs again. Before Reed moved to Florida, Reed stayed with William and his wife. William warned Reed not to use any drugs while staying at his house. When William’s wife found a needle in the couch, William asked Reed to leave. Reed was angry and threatened to kill William’s wife. William threatened his brother back. William “knew [Reed] wasn’t going to do nothing. He was just threatening her.” Reed left William’s house and moved to Florida, and that was the last William saw of his brother. 4. Diana Reed Watts: Family Background, Reed also called his sister Diana Reed Watts (“Diana”). Diana testified that Lassman beat his stepchildren with a rope that he hung on the back porch to get wet with dew and then harden while it dried. Reed and Diana were Lassman’s most frequent targets because they wet their beds. When they did, Lassman would beat us and then the next night we would have to sleep on the floor on the Army blanket and [when] we wet that we would hang it out on the line to dry and they would throw it back on the floor for us to sleep on that night. Although Reed had no bed-wetting problems before they moved in with then-mother and Lassman, Reed and Diana wet their beds every day for the eight months they lived with Lassman. Reed and Diana “had bruises and whips all over us.” Their mother did not protect them from Lassman, and caused most beatings by falsely telling Lassman they disobeyed her. Also, their mother beat them herself with electrical cords. Lassman once invited them to say if they wanted to go back to live with their grandparents. When Reed told Lassman he did, Lassman made them spend three days kneeling before their mother and praying to her to forgive them. On cross-examination, Diana admitted that she and her brothers William and Tony grew up in the same conditions as Reed did, and none of them were ever arrested for a violent crime. Diana did say that she, Tony, and all of their half-siblings (but not William) have had substance abuse problems. 5. Ronnie Yates: Personal Background, Reed called Ronnie Yates, his middle school physical education teacher. Yates testified that Reed struggled as a student and repeated both seventh and eighth grades. Reed enjoyed Yates’s P.E. class and showed some leadership skills there. On several occasions Reed showed up at school after having drunk alcohol. One time Yates had to get Reed to leave a school dance because Reed was drunk. Yates believed Reed did not have the family support and structure that he needed. Yates believed that Reed’s academic problems stemmed from a failure to apply himself and from a lack of family encouragement and support. 6. Christine Niznik: Drug Use Christine Niznik, Reed’s girlfriend and the mother of his child, testified for Reed as well. Reed had a drug problem throughout their relationship. He drank a lot, and also made and used a methamphetamine-type drug called “stove top” that he cooked on the stove and injected. Niznik said she injected stove top with Reed, but she did not use it anymore. Reed was “possibly” using stove top “around the time of the murder.” The drug abuse that scared Niznik the most was Reed’s gasoline huffing, because it made him act “wild” and hallucinate; it made him “different.” When huffing gasoline, Reed “looked like he was mad” and “would raise his voice at things that weren’t there.” When Reed was under the influence of gasoline, Reed did not appear to be in control of himself, but Niznik couldn’t say whether he was capable of controlling himself. On cross-examination, Niznik admitted that she was abusing drugs and alcohol with Reed on a regular, almost daily basis, and that she was “just as guilty as he is about that.” 7. Richard Nichols: Trial Counsel Reed did not call his trial counsel Richard Nichols to testify, but the State did. At the time of Reed’s trial in November 1986, Nichols had been a lawyer for thirteen years, and his practice at that time was mostly criminal defense. Before private practice, Nichols was a prosecutor, and he had probably tried more than thirty homicide cases either as a prosecutor or defense counsel. Most of the homicide cases he tried were capital cases. In at least three cases, including one murder case, Nichols called no witnesses at trial and obtained a not-guilty verdict for his client. Nichols began representing Reed after the public defender’s office had a conflict. The public defender’s office already had done some work on the case by the time Nichols was appointed. In preparing for trial, Nichols had discussions with Reed. Those discussions included whether or not they would present mitigation witnesses. Nichols testified that Reed instructed him not to present mitigation evidence that either implied guilt or involved his family and friends: Q Turning to the ... penalty phase of the trial and a decision to present mitigation or not present mitigation, did you discuss with Grover Reed whether you were going to present mitigation witnesses or not? A Yes. Q And what did he tell you? A Well, ... mitigation comes in a couple different forms. Q Yes, sir. A One of the forms at least requires that you essentially say, yes, I did it but here is why and that would have been testimony about anything that had to do with his psychiatric or medical condition and he clearly instructed me not to argue anything that would imply that he was guilty and not to say he was guilty but here that you should forgive him or minimize this because of A, B and C, and other aspects of mitigation is just to bring in family and friends to show that he is relatively a nice fellow and this was some—not part of a pattern of behavior but just some aberration, and he essentially told me he did not want any of his family or friends to have to be subjected to this process and he didn’t want mitigation called in either of those categories,[] (Emphasis added). When Nichols was asked whether he explained to Reed the risks of not putting on mitigation testimony in the penalty phase, Nichols stated that he was “sure we talked about it” and “I am sure I also had told him that prior to the penalty phase that there was a high likelihood that he was going to be found guilty of this.” As discussed later, Nichols even had Reed sign an affidavit stating that “My attorney has advised me that he believe[s] the chances of being sentenced to death were hypothetically less if I pled guilty and presented mitigating psychological evidence.” Reed’s instruction to Nichols not to put on mitigation testimony came during a conversation after the guilt phase. Nichols reiterated that Reed agreed with the decision not to present mitigation testimony: Q So [Reed] agreed or concurred with the decision not to put on any mitigation testimony in the presence of the jury? A Yes, and I am sure that there was some inquiry made. There was an affidavit that I think I wrote out by hand where he said he did not want any of these people called. Whether or not there was an inquiry made by the Court prior to the announcement that we were not going to call anybody I can’t imagine that was not done but I don’t recall it specifically. Q And that affidavit, was that made a part of the record? A I think so. I am not—I don’t know for sure. Nichols also explained that he decided strategically that he would present some mitigation evidence to the state trial judge, instead of to the jury, because it was medical or psychiatric evidence (such as Dr. Miller’s report of Reed’s gasoline huffing) that a jury would not respond well to, but that a judge was more likely to see in a favorable light: Q ... No actual testimony was put on in mitigation to the jury itself, but did you make a decision at the sentencing hearing itself, that is before the Judge did you make a decision to present mitigation to—directly to the Judge? A Yes. Q And what did you present to the Judge? A It’s my recollection that I think it was Dr. Miller ... had done an examination and part of that examination there were details concerning I think the huffing of gasoline and some other things of that nature that were presented to the Court. Q And was part of your decision to present that to the Court only was that you did not feel that huffing gasoline would be mitigation to the jury? A Yeah. Part of my decision was Mr. Reed’s instruction not to argue that kind of mitigation, but had I had the choice I probably would not have argued it because the nature of this crime, and it was a particularly brutal scenario once it was all presented to the jury, was one such that I didn’t think the jury would really react well to that sort of medical or psychiatric mitigation, whereas I thought the Court would be more I guess sensitive—I think that the Court would understand the impact of that more than a jury would and not find it to be a shallow offer of mitigation. Q So you thought that you still had a chance with the Court at that point to mitigate it and perhaps get a life—a life sentence from the Judge? A Yeah. It was a strategy decision. I thought although it’s not very likely in my experience that a Judge is going to override a large—as I recall I think the vote was 11 to 1 for death in this recommendation, I didn’t think it was very likely the Judge would override it but that I thought it was much more likely that a Judge would take that into serious consideration than would the jury. Nichols testified specifically that with respect to Dr. Larson’s diagnosis of antisocial personality disorder, if he had known Reed suffered from this disorder, he would have chosen not to present that evidence to the jury because he didn’t think a jury would find.it mitigating and because Dr. Larson’s diagnosis was “essentially the profile of a person who is going to be violent when it fits their need”: Q Would you put on the fact that Grover Reed suffered from an antisocial personality disorder? A No. Q Why not? A I don’t think a jury would find that mitigating. Q And is that because anti-social personality disorder is basically a personality of a criminal? A The report that I am now aware of [by Dr. James Larson, issued in 1992] that [Reed] is—that he had that particular disorder and I think they said with narcissistic tendencies is essentially the profile of a person who is going to be violent when it fits their need. Q And effective cross examination from a prosecutor would have brought that out to the jury? A I would think so, yes. I. Second Rule 8.850 Order After the evidentiary hearing, the Rule 3.850 court issued an order denying the remaining claims of Reed’s Rule 3.850 motion. The Rule 3.850 court divided Reed’s penalty-phase ineffective assistance claims into the failure to present mitigating evidence of (1) Reed’s family and personal background, and (2) mental health testimony. The Rule 3.850 court found that Reed failed to satisfy either the performance or prejudice prongs for either claim. As to Reed’s family/personal/background mitigation claim, the Rule 3.850 court first noted the uncontroverted facts that Reed (1) “specifically refused to permit trial counsel to offer mitigation which would in any way suggest his guilt of the crimes with which he had been charged,” and (2) at least twice instructed Nichols not to involve his family members in the trial. The Rule 3.850 court found confirmation of these instructions in Reed’s handwritten waiver of trial evidence form executed on November 19,1986: At the evidentiary hearing, it was uncontroverted that the defendant specifically refused to permit trial counsel to offer mitigation which would in any way suggest his guilt of the crimes with which he had been charged. Furthermore, apparently on at least two (2) occasions, the defendant instructed trial counsel not to involve family members in the trial. That the defendant gave trial counsel such instructions is confirmed (albeit indirectly) by the handwritten waiver form signed by the defendant. While the form is more directly related to the defendant’s waiver of trial evidence, paragraphs seven (7) and twelve (12) confirm trial counsel’s testimony regarding the defendant’s instructions declining any evidence of his guilt. It also confirms that trial counsel and the defendant discussed the admission of psychological evidence. The entire form is included herewith to insure context. (Bolding is supplied). 1. I am Grover Reed, the defendant in 1st Degree Murder case in Duval County, Fla., Cs# 86-6123 CF Div. W. 2. Throughout this case both publicly and privately and in all conversations with my attorney I have constantly maintained my complete innocense [sic] of all these charges. 3. I have complete and clear recollection of the events beforef,] during, and after Feb.[ ]27, 1986. There are no voids or gaps in my memory of this period. 4. On Feb. 27,1986 I was never at or near the residence of Betty Oermann, the victim in this case. 5. I have not provided my attorney with the names of any people who were with me from the time Mike Shelbour[n]e left me with the broken down auto (about 2:30 p.m. 2-27-86) until I returned home to the trailer park because I was not with nor did I see anyone whose name I know during that time. 6. My attorney has discussed with me the possibility of a defense based on a theory that I in fact killed the victim but was temporarily insane. 7. I have refused to allow my attorney to as[s]ert or put forward any defense which assumes or implies I murdered Betty Oermann. 8. I understand the State argues 1st and last during closing argument [ ] if I call any witnesses other than myself. But my attorney argue[s] 1st and last if I call no witness other than myself. 9. Although my attorney and I have discussed calling certain witnesses I believe that no witness could establish an[ ] alibi for me and no witness could contribute evidence which was not available either through my own testimony, if I testify, or through the state[’]s own witnesses. 10. I have therefore instructed my attorney to call no witnesses nor to offer any evidence in my behalf so my attorney can have 1st and last argument[.] 11. My attorney has advised me that there is a high likelihood that I will be convicted of 1st Degree Murder and if convicted that I will be given the death penalty. 12. My attorney has advised me that he believe[s] the chances of being sentenced to death were hypothetically less if I pled guilty and presented mitigating psychological evidence. 13. No offers have been made by the State to induce me to plead. 14. I have advised my attorney that although I understand his advice I will not plead guilty because I am not guilty. 11-19-86 (Signed Grover B. Reed) In light of Reed’s instructions to Nichols, the Rule 3.850 court concluded “that the defendant waived the presentation of mitigation evidence by his instructions to counsel [and] cannot now be heard to complain.” The Rule 3.850 court noted the testimony of Yates, William, and Diana about Reed’s “horrific childhood, his substance abuse, and his propensity to violence.” The Rule 3.850 court concluded that it was unlikely the jury would have found their testimony to be mitigating, especially given the fact that Reed threatened William’s wife: In assessing the evidentiary hearing testimony, this Court concluded that it is highly unlikely that the jury would have considered this evidence to be mitigating. In fact, the brother related an instance in which he had taken the defendant into his residence because of the defendant’s destitute situation. During the course of that stay, the brother found that the defendant was continuing his substance abuse and essentially evicted him from his home. Sometime during the course of this conflict, the defendant threatened the brother’s wife. The Rule 3.850 court determined that these facts were “entirely too similar” to the facts the jury heard in the guilt phase—that is, that Reed “was again taken into someone’s residence, again lost his permission to be in the residence, and again threatened the woman of the house.” The Rule 3.850 court also stressed the testimony that Reed attacked his grandmother and broke her nose. The Rule 3.850 court found that had Nichols known of the Rule 3.850 testimony, he would not have introduced it because it—or the information the State could adduce on cross-examination—was consistent with the State’s position that Reed was a violent drug abuser: [H]ad this evidence been known to trial counsel at the time, it is likely that he would not have opted to introduce it. If nothing else, the evidence would tend to support the state’s trial position that the defendant was a substance abuser prone to violence. It should also be noted that had these family members testified, they would have more than likely been cross-examined by the state on the defendant’s criminal record, his substance abuse, his propensity to violence and his otherwise questionable character. Although trial counsel might not actually have known at the time what the family members would have testified to (as he followed his chent’s instructions not to contact them), it is implausible to believe that he would have called them to the stand to have the jury learn anything about his client which was consistent with the state’s position in the case. As to the family and personal-background evidence, the Rule 3.850 court concluded that even absent Reed’s instruction that mitigation evidence not be presented, Reed could not prove either deficient performance or prejudice because the negative nature of the Rule 3.850 evidence was so damaging as to outweigh any mitigating qualities: Forgetting for a moment this Court’s conclusion that defendant effectively waived the opportunity to present mitigation evidence, upon the evidence actually presented at the evidentiary hearing, this Court cannot conclude that there was any deficiency on the part of counsel had the witnesses been available for trial. It seems obvious that the negative nature of their testimony about the defendant would have been so damaging to the defendant as to far outweigh any mitigative qualities that there may have been to the evidence regarding the defendant’s less than pleasant childhood. Accordingly, even if the evidence had been known to trial counsel, this Court cannot conclude that, had the witnesses testified, there would have been any difference in the outcome of the trial. In fact, it appears more likely than not that had they testified, the result would have been virtually the same. As to Reed’s mental health mitigation evidence claim, the Rule 3.850 court noted that although Nichols presented no such evidence to the jury, he did present it to the state trial court: It should also be noted at this point that, although counsel did not present mitigation evidence to the jury, he did present mitigation evidence to the trial court. That evidence consisted of the reports of Dr. Ernest Miller, a local psychiatrist, who had examined the defendant at the request of trial counsel during the course of his representation of the defendant. Dr. Miller’s report documented the defendant’s substance abuse, huffing of gasoline, and other psychiatric imbalances which were presumably considered by the trial court. In addition, trial counsel introduced hospital admission records indicating drug dependency, and records from a mental health facility showing mental health problems .... [T]he state’s post-evidentiary hearing memorandum indicates that the records contained a diagnosis of “chronic lead poisoning encephalopathy with seizure disorder.” The Rule 3.850 court reviewed Dr. Larson’s testimony, including his opinion that Reed exhibited an impaired capacity to conform his conduct to the law’s requirements, impaired judgment, educational and cultural deprivation, physical and emotional abuse, drug use, and organic brain syndrome. The Rule 3.850 court also noted Dr. Larson’s testimony that Reed had an antisocial personality disorder with narcissistic personality disorder, and that persons with such diagnoses “tend to be selfish, self-indulgent, ... frequently seek thrills without regard to their consequences ... [and] are likely to be people who exploit others.” Given the testimony of Dr. Larson, Nichols, and Chipperfield, the Rule 3.850 court found that had Nichols known what Dr. Larson’s testimony would have been, Nichols would not have offered it anyway: Assuming for a moment that trial counsel had the defendant’s permission to present this form of mitigation evidence, which he did not, this Court concludes that trial counsel would not have offered the testimony of Dr. Larson anyway. Such a decision would have been appropriate given the facts of the murder and rape of which the defendant was convicted and the nature of Dr. Larson’s diagnosis. This Court concludes that it is all too likely that this sort of psychiatric testimony would have fit perfectly into the picture of the defendant painted by the state at trial, a substance abuser whose self-indulgence permitted him to commit unrestrained acts against others, including those who had ventured to love and care for him. At the evidentiary hearing, [Chipper-field] testified that the concept of offering psychiatric/psychological mitigation evidence is “a real complicated one” where the defendant is diagnosed as a sociopath or with an anti-social personality. According to Mr. Chipperfield, “It is hard to put on a penalty phase where that’s your only diagnosis.” He further acknowledged that such a diagnosis is not a “real favorable” one, and that at least a large part of the problem is that the diagnosis of anti-social personality is one of a person who basically has no regard for the rights and feelings of others. Trial counsel testified at the evidentiary hearing that (had Dr. Larson examined the defendant before trial), trial counsel would not have put before the jury the fact that defendant suffered from anti-social personality disorder. Trial counsel related that he didn’t think a jury would find that sort of evidence mitigating because anti-social personality disorder with narcissistic tendencies is “essentially the profile of a person who was going to be violent when it fits their need.” Trial counsel was further concerned that effective cross-examination by a prosecutor would have brought all of this information out before the jury. Consequently, the Rule 3.850 court concluded that Reed “failed to establish a deficient performance on the part of trial counsel” for not presenting mental health mitigation evidence because even if Reed had granted his permission for such evidence to be presented, Nichols “understandably would not have done so.” Moreover, in light of Dr. Larson’s testimony, the Rule 3.850 court concluded that “had he testified at trial, the primary thrust of his testimony would have resulted in aggravation against the defendant rather than mitigation for the defendant.” J. Second Rule 3.850 Appeal & State Habeas Petition Reed appealed the Rule 3.850 court’s denial of his Rule 3.850 motion to the Florida Supreme Court, and also filed in the latter court his state habeas petition. The Florida Supreme Court affirmed the Rule 3.850 court’s order denying Reed’s remaining Rule 3.850 claims and denied Reed’s state habeas petition. See Reed v. State, 875 So.2d 415, 418 (Fla.2004) (“Reed III”). The Florida Supreme Court pointed out that: (1) trial counsel Nichols “clearly investigated or was aware of Reed’s background and mental health to an extent, as evidenced by the presentence investigation report, psychiatric report, and medical records presented to the trial court for penalty-phase consideration”; (2) those “reports and records contained much of the mitigating information testified to by Reed’s brother and sister”; and (3) “even if Reed’s counsel had gone against his client’s wishes and investigated further, the testimony that could have been presented was just as likely to have resulted in aggravation against rather than mitigation for Reed.” Id. at 436-37. The Florida Supreme Court concluded that Reed’s alleged mitigation evidence presented “a double-edged sword.” Id. at 437. As examples, the Florida Supreme Court noted that “the family background testimony involved numerous facts that placed Reed in a very negative light, such as that he once broke his grandmother’s nose, abused drugs over many years, was jailed on various occasions, continued his drug use after his brother took him in on the condition that he stop using drugs, and threatened to kill his brother’s wife.” Id. The Florida Supreme Court added that: (1) “[n]ot only was this evidence negative in general but was also particularly disadvantageous in light of the facts of the crime”; (2) this evidence “would have opened the door for the State to draw a parallel between Reed’s violent reaction to being evicted from his brother’s home due to his drug use and the victim’s murder after she and her husband discontinued assistance to Reed, also due in part to his drug use”; and (3) “testimony regarding Reed’s violence toward his grandmother and threats toward his brother’s wife would have established a pattern of violence against women who had taken him into their homes.” Id. As for the mental health evidence, the Florida Supreme Court found that “Dr. Larson himself acknowledged certain aspects of his examination and testimony might have been more helpful to the State than the defense,” and “antisocial personality disorder is a trait most jurors tend to look disfavorably upon.” Id. (quotation marks omitted). The Florida Supreme Court reasoned that Reed’s case was distinguishable from Wiggins v. Smith, 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003), because “Wiggins’ counsel’s failure to thoroughly investigate ‘resulted from inattention, not reasoned strategic judgment.’ ” Reed III, 875 So.2d at 437 (quoting Wiggins, 539 U.S. at 526, 123 S.Ct. at 2537). In contrast, the Florida Supreme Court pointed out that in Reed’s case: (1) there is competent, substantial evidence that Nichols advised Reed of the risks of not presenting mitigation evidence and that Reed steadfastly rejected its presentation; and (2) a comparison of the 3.850 testimony with the information in the presentence investigation report, Dr. Miller’s report, and the hospital records that Nichols presented to the trial judge revealed that Nichols was aware “of the family and medical facts of Reed’s background relevant to mitigation, including that Reed’s education was limited, his father died after being shot by his mother, his mother suffered from alcoholism, and he was previously diagnosed as suffering from lead encephalopathy and substance abuse problems.” Id. The United States Supreme Court denied Reed’s certiorari petition. Reed v. Florida, 543 U.S. 980, 125 S.Ct. 481, 160 L.Ed.2d 358 (2004). K. Federal Habeas Proceedings On July 5, 2005, Reed filed his 28 U.S.C. § 2254 petition for a writ of habeas corpus. Reed’s § 2254 petition claimed, among other things, that Nichols rendered ineffective assistance at the penalty phase by not adequately investigating and presenting mitigation evidence. On September 29, 2008, the district court denied Reed’s § 2254 petition in a lengthy, comprehensive order. With respect to each of Reed’s claims, the district court concluded that the state courts’ decisions denying him relief were not contrary to established federal law, did not involve an unreasonable application of established federal law, and were not based on an unreasonable determination of the facts in light of the evidence presented in the state court proceedings. Reed filed this appeal. II. STANDARD OF REVIEW Pursuant to § 2254(d), as amended by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), a federal court may not grant habeas relief to a state prisoner unless a state court’s adjudication of a claim “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” or the relevant state-court decision “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” Schriro v. Landrigan, 550 U.S. 465, 473, 127 S.Ct. 1933, 1939, 167 L.Ed.2d 836 (2007) (quoting 28 U.S.C. § 2254(d)(1), (d)(2)) (citation omitted). “The question under AEDPA is not whether a federal cou