Full opinion text
DECISION AND ORDER CHARLES J. SIRAGUSA, District Judge. INTRODUCTION In the instant action a male former student at the University of Rochester is suing the University and a female classmate over actions that resulted in him being expelled. Now before the Court are the following motions: 1) the University of Rochester’s (“the University”) motion to dismiss (Docket No. [# 9]); 2) Sarah Hulbert’s (“Hulbert”) motion to dismiss [# 12]; 3) Hulbert’s motion to seal [# 12]; 4) Hulbert’s motion for sanctions [# 15]; 5) Plaintiff Dylan Routh’s (“Plaintiff’ or “Routh”) cross-motion to amend [# 19]; 6) Hulbert’s second motion for sanctions [# 23]; and 7) Routh’s second cross-motion to amend [# 34], The applications are granted in part and denied in part as follows: Routh’s motion to amend [# 19] is denied as withdrawn; Routh’s motion to amend [# 34] is granted as to his defamation claim against Hulbert, but is otherwise denied as futile; the University’s motion to dismiss [# 9] is granted in its entirety, and the University is dismissed from the action; Hulbert’s motion to dismiss [# 12] is denied as to the defamation claim against her, but is otherwise granted; Hulbert’s motions for sanctions [# 15] [# 23] are denied; and Hulbert’s motion to seal [# 12] is denied. BACKGROUND At the outset the Court must determine what facts it can consider. It is of course well-settled that in resolving a 12(b)(6) motion, the Court is limited in that regard. See, e.g., Vasquez v. City of New York, No. 10 Civ. 6277(LBS), 2012 WL 4377774 at *1 (S.D.N.Y. Sep. 24, 2012) (“[T]he [general] rule [is] that documents outside the pleadings cannot be considered in a 12(b)(6) motion”). On a 12(b)(6) motion, the complaint is deemed to include any written instrument attached to it as an exhibit or any statements or documents incorporated in it by reference. Even where a document is not incorporated by reference, the court may nevertheless consider it where the complaint relies heavily upon its terms and effect, which renders the document integral to the complaint. Chambers v. Time Warner, Inc., 282 F.3d 147, 152-153 (2d Cir.2002) (citations omitted). In considering whether a document is “integral” to the complaint, “a plaintiffs reliance on the terms and effect of a document in drafting the complaint is a necessary prerequisite to the court’s consideration of the document on a dismissal motion; mere notice or possession is not enough.” Id., 282 F.3d at 153 (citation and footnote omitted). In this case, the Court finds that in addition to the Complaint (Docket No. [# 1]) and the proposed Amended Complaint (Docket No. [# 34], Exhibit A), the Court may consider the following documents in the record: 1) Dean Levy’s letter to Routh, (Docket No. [# 9-6]), dated, September 22, 2011, informing him of the charges against him, since the letter is incorporated by reference into the proposed pleading, see, Docket No. [# 34], Exhibit A at ¶ 25; 2) the University of Rochester’s (“the University”) Standards of Student Conduct, see, Docket No. [# 9-3], since the pleading repeatedly refers to the document and quotes it, in connection with Routh’s claim that the University violated its terms; 3) the University’s written decision expelling Routh, consisting of Dean Levy’s letter dated September 30, 2011, (Docket No. [# 9-7]), Routh’s appeal dated October 14, 2011 (Docket No. [# 26] at pp. 33-41), Routh’s reply to his appeal dated November 8, 2011 (Docket No. [#26] at pp. 54-61) and Dean Lennie’s letter-decision denying the appeal, dated December 2, 2011 (Docket No. [# 9-9]), since they are incorporated by reference and since Routh obviously relied on them in drafting the pleading, see, [# 34], Exhibit A at ¶¶ 45-49, 76-80, 82; and 4) Dean Lennie’s email to Routh dated November 1, 2011, concerning Routh’s complaint of gender discrimination (Docket No. [# 9-8] at p. 2), and Paul Burgett’s decision denying Routh’s gender discrimination complaint (Docket No. [# 9-10]), since the documents are incorporated by reference and since Routh obviously possessed them and relied on them in drafting .the proposed amended pleading, see, docket no. [#34-2] at ¶¶ 26-30, 88, 94, 96. From these documents (“the record”), the Court will set forth the facts of the case. Factual History At all relevant times Routh and Hulbert were students enrolled at the University. Hulbert was employed by the University as a Resident Assistant (“RA”), and Hulbert’s father was also an employee of the University. At all relevant times Routh and Hulbert were adults. Prior to September 16, 2011, Routh had not been accused by anyone at the University of sexual misconduct. Routh did, however, have a record of certain disciplinary infractions at the University. Specifically, Routh, who admits to having had a drug addiction prior to the events at issue here, was cited for possessing drug paraphernalia and for violating the University’s alcohol policy. Routh contends, though, that the latter infraction merely involved him possessing a shot glass that he purchased at the University bookstore. Routh was also cited for being in the University library after closing time and for having a wireless computer router in violation of University policy. Routh was also cited for possessing chairs belonging to the University, although he maintains that the University had discarded them. Lastly, Routh was cited for possessing a knife, which he contends he needed because he had previously been robbed at gunpoint in Rochester. Between September 2008 and September 2011, Routh and Hulbert engaged in sexual activity with each other at the University. Some of the sexual acts involved “bondage.” It is undisputed that all of the sexual activity prior to September 2010, and some of it thereafter, was consensual. Routh maintains, though, that all of his and Hulbert’s sexual activity was consensual. Hulbert, however, as discussed further below, disagrees. On or about September 16, 2011, Routh informed Hulbert that he was no longer interested in having sexual activity with her. As of that date, Hulbert had never made any complaints about Routh to the University. On September 19, 2011, Hulbert filed a complaint against Routh with the University, accusing him of committing sexual acts against her without her consent, and otherwise assaulting her, during the previous year. In that regard, Hulbert submitted a five-page written statement, which is not part of the record, in which she described the alleged assaults. Routh maintains that Hulbert’s statement accused him of acts involving strangulation, rape and forcible imprisonment. On September 20, 2011, the University notified Routh that he was summarily suspended and had to leave the campus. On September 22, 2011, Morgan Levy (“Levy”), a Dean at the University, sent Routh a letter which stated, in pertinent part: Dear Mr. Routh, I received a report containing allegations that you have physically, sexually and emotionally abused University of Rochester student Sarah Hulbert on repeated occasions beginning September 2010 and continuing until the present time. Specifically the report alleges that at various times you had anal and vaginal sexual intercourse with Sarah without her consent, hit her, burned her, whipped her, strangled her and detained her against her will. The full details of these allegations are included in the case file which will be made available for you to review. As a result of this report you have been charged by the University with allegedly violating the Standards of Student Conduct, Section VI, item(s): 5(a) Disorderly conduct including: fighting, threats, assault, attempted assault, harassment, or other actual or attempted conduct which threatens the health or safety of yourself or another. 11. Sexual harassment, racial harassment, or any other forms of illegal discrimination. 12. Sexual misconduct or assault, including any form of unwanted sexual contact. ‘Unwanted’ means against a person’s wishes or without consent, including those instances in which the individual is unable to give consent because of unconsciousness, sleep, impairment, or intoxication due to alcohol or other drugs. I am providing official notification that a hearing has been scheduled to determine whether or not you are responsible for violating these policies. The hearing will be held on Thursday, September 29th, at 9AM in Wilson Commons 510. (This location is subject to change. If a change of location is necessary you will be notified prior to the hearing.) You are invited to have a University community member as an advisor to assist you during the hearing, as long as this person is not an attorney. I sent you a list of specially trained advisors via email yesterday and would encourage you to use one of the individuals on that list if you plan to have an advisor. If you plan to have any witnesses present, I will need their names, telephone numbers, and addresses by 4:00 p.m. on Tuesday, September 27th, 2011. Prior to the time of the hearing, I highly recommend that you read the Standards of Student Conduct regarding procedures, policies, conduct regulations, and student rights. A copy of the Standards of Student Conduct can be found at the following link: http://www.rochester/ edu/college/dos/conduct/ The file containing all pertinent case documentation will also be available for your review. Typically, students review this file in the Center for Student Conflict Management during normal business hours (9 AM-5PM). It is my understanding that you would prefer not to come to campus to review the file. I was able to arrange to have members of our Security office meet you at an off campus location and sit with you while you review the documents if you would prefer. You may be accompanied by your attorney or your parent(s) for the purpose of this review. If you would like to arrange a prehearing conference with me, please contact the Office of the Dean of Students at 275-4085 to arrange a time. The prehearing conference is an opportunity for you to ask any questions or concerns that you may have about the hearing process prior to the hearing. In the meantime, please feel free to call me at 275-4085 or e-mail me at mlevy@ admin.rochester.edu should you have any immediate questions or concerns. Sincerely, Morgan Levy Docket No. [# 9-6] (emphasis in original). Upon receiving this notice, Routh informed Levy that he wanted to file “a cross-complaint” against Hulbert, “based upon her purported knowledge of the disciplinary infractions allegedly committed by [himself] that she failed to promptly report to campus authorities, as required of her by the Standards of Student Conduct.” Proposed Amended Complaint [# 34-2] at ¶ 26. On this point, Routh maintained that a student’s failure to report another student’s misconduct was itself a violation of the Standards of Student Conduct, for which Hulbert was liable. Alternatively, Routh indicated that he wanted to file “a cross-complaint” against Hulbert because she filed her complaint against him in retaliation for him ending their relationship, which was a form of harassment. However, Levy told Routh that he could not file “a cross-complaint.” Levy informed Routh, though, that he could file a separate complaint against Hulbert. Routh nevertheless accused Levy of gender discrimination, for preventing him from filing a cross-complaint. Routh also complained to the University that the “notice of what disciplinary infractions with which he was being charged” lacked the specificity required by “the University’s code of student conduct.” Proposed Amended Complaint [# 34-2] at ¶ 31. In that regard, Routh appears to be alleging that Levy’s letter dated September 22, 2011, did not conform to the University’s Standards of Student Conduct. According to Routh, the University’s Counsel, Richard Crummins (“Crummins”), responded to his criticism by stating, “Let me say first that you have a valid point about the specificity of the charge letter. We can definitely improve how those are written.” Id. at ¶ 33. The proposed amended pleading contends that “no further specification of the charges was provided to [Routh],” but it does not dispute Levy’s statement, in her September 22, 2011, letter, that the entire case file, containing “all pertinent case documentation,” was available for Routh’s review pri- or to the hearing. Moreover, Routh admits that he was permitted to review the entire case file prior to the hearing, though he complains that he was not permitted to make copies of Hulbert’s complaint. See, Docket No. [#26] at p. 35, appeal p. 3. On September 29, 2011, a disciplinary hearing was conducted before three University administrators: Joellen Kuhl (“Kuhl”), Assistant Finance and Operations Officer, Stephanie Beetle (“Beetle”), Senior Student Advisor and Chris Apple (“Apple”), Men’s Soccer Head Coach. Proposed Amended Complaint [# 34-2] at ¶ 35. Routh was permitted to have a non-attorney advisor at the hearing, who could answer his procedural questions, but who was not otherwise permitted to speak. The hearing officers considered a written statement from Hulbert, in which she indicated, in pertinent part, that Routh had sex with her against her will on several occasions, bound her and restrained her against her will, and hit, bit, whipped and burned her. For example, Hulbert’s statement indicated that in September, 2010, Routh continued having anal sex with her after she told him to stop by using a pre-arranged “safety phrase.” Hulbert also indicated that in November, 2010, Routh “raped” her and forced a “bubble wand” into her anus. Hulbert further indicated that on another occasion, while she was sleeping, Routh attempted to have anal sex with her, and when she woke up and resisted he attempted to smother her, sat on her and hit her, leaving bruises. Hulbert indicated that on another occasion, Routh gagged her by putting underwear in her mouth and duct tape around her head, and that on another occasion he handcuffed her without her consent and left her alone and restrained for several hours. Routh submitted his own written statement, denying Hulbert’s accusations. See, Proposed Amended Complaint [# 34-2] at ¶ 42 (Indicating that he submitted a written statement to the hearing officers in which he “denied committing any acts with [Hulbert] which would constitute a violation of the University’s disciplinary rules and, specifically, denied having any non-consensual interactions with [her].”). That is, Routh denied that the events about which Hulbert complained were non-consensual. Routh and Hulbert testified at the hearing. In Hulbert’s testimony, she reiterated the allegations in her written statement. Routh maintains that such testimony was false. Routh also testified at the hearing, and again “denied having any non-consensual interactions with [Hulbert].” Proposed Amended Complaint [# 34-2] at ¶ 42. Routh contends that Hulbert admitted at the hearing both that she had never complained about Routh to any University official prior to September, 2011, and that “as late as December, 2010, none of the activities in which she engaged with [Routh] caused her any distress.” Id. at ¶¶ 43-44. Following the hearing, on September 30, 2011, the University notified Routh that it found him guilty of violating two sections of the Standards of Student Conduct, and that it was expelling him from the University. Specifically, by letter dated September 30, 2011, Levy stated: Dear Mr. Routh, On September 29th, 2011 an administrative hearing was held for the purpose of resolving your alleged violations of the University of Rochester Standards of Student Counduct. After careful consideration of all the information available at the hearing, the administrative hearing board has found you responsible for engaging in the following behavior(s) prohibited by the University of Rochester: 12. Sexual misconduct or assault, including any form of unwanted sexual contact. “Unwanted means against a person’s wishes or without consent, including those instances in which the individual is unable to give consent because of unconsciousness, sleep, impairment, or intoxication due to alcohol or other drugs. 5(a). Disorderly conduct including: fighting, threats, assault, attempted assault, harassment, or other actual or attempted conduct which threatens the health or safety or yourself or another. Due to the violent nature of the incidents for which this hearing was convened and your extensive prior disciplinary history you are now expelled from the University of Rochester. Expulsion is a permanent separation from the University, meaning that you may not apply for readmission to any program. This expulsion from the University of Rochester is effective as of 12AM on Friday, September 30th, 2011. You will continue to be prohibited from entering or remaining on the grounds of the University of Rochester River Campus without the expressed [sic] permission from myself and/or Security. Please note that if you are on campus without my permission for any purpose, including moving out of the Sigma Chi house, you will be arrested by Rochester Police for trespassing. I will work with you to make arrangements to remove your belongings from the Sigma Chi house. You have the right to appeal this decision based on the following criteria: * The sanction was not appropriate; * New information exists that was not available at the time of the hearing and this information is sufficient to alter the decision; or * An error occurred during the process that is substantive enough to alter the decision. Your request for appeal, should you decide to prepare one, must be submitted to Peter Lennie, Senior Vice President and Dean of College Faculty, within seven (7) days from the date of this letter. You may submit your letter to Dean Lennie via e-mail. His e-mail address is lennie@rochester.edu. Please contact my office at 585-275-4085 or via e-mail at mlevy@admin.rochester. edu if you have any questions. Sincerely, Morgan Levy Assistant Dean of Students Director, Center for Student Conflict Management Docket No. [# 9-7] at pp. 2-3. On October 14, 2011, Routh appealed Levy’s decision to Dean Lennie. See, Docket No. [#26] at pp. 33-41. Routh’s eight-page appeal letter indicates that his expulsion was in violation of the University’s policies and was discriminatory toward him on the basis of gender. Routh argued that he was subjected to disciplinary action because he “refused to continue a sexual relationship with Sarah Hulbert, [his] accuser and a staff member of the University.” Id. at p. 33. Routh maintained that because Hulbert was a Resident Advisor, she had a duty to inform him that his behavior was violating the University’s policies. Routh also contended that the charges against him failed to comply with the University’s policies, because they were not sufficiently detailed, and in that regard he stated, in pertinent part: Sarah Hulbert and I had a sexual relationship which spanned two years, and the allegations in the charge letter spanned an entire year, stating that on ‘repeated occasions beginning in September 2010 and continuing until the present time’ I undertook various actions .... In an e-mail dated September 23, 2011, your General Counsel, Richard Crummins, acknowledged that this was a Valid point,’ that more specificity would be provided in the file material I would be allowed to see before the hearing, and offered to change the hearing date so that I cold have a ‘full seven days from adequate notice’ of the charges. However, while I was allowed to see some documents, I was not allowed to have any copies thereof. * * * The result letter I received [Levy’s decision] provides no further specificity. All it cites is the two policies I was found to have violated, 5(a) and 12. It does not tell me what conduct the hearing board found to have been proven by a preponderance of the evidence that violated those policies. At the moment, I have nothing in writing from the University of Rochester stating what specific conduct I undertook that constitutes an infraction. I have made assumptions based on statements made to me by Dean Levy, the panel, and e-mails from Counsel Crummins, and I will detail those assumptions as I respond to the specific allegations. If I am incorrect, however, I request that I be given notice in writing regarding what specific conduct is at issue so that I may prepare an appropriate appeal. Id. Routh indicated that he understood the University’s finding that he had violated Principle 12, “sexual misconduct or assault,” to be based on Hulbert’s claim that he had muffled/gagged her during sex, and thereby prevented her from being able to express or withdraw her consent. On this point, Routh indicated that, “Dean Levy informed me that the panel concluded that the times I muffled or gagged Sarah Hulbert rendered her unable to give explicit consent and that justified the finding.” Id., Appeal at p. 4. Routh argued that such finding was unfair, because he did not have notice that such activity was part of the charge. As previously discussed, though, Routh admits that in both Hulbert’s written statement and in her testimony, she alleged that he had placed underwear in her mouth and placed duct-tape around her head. See, Proposed Amended Complaint [# 34-2] at ¶¶ 39, 41. In any event, Routh stated in his appeal that Hulbert frequently requested to be muffled/gagged, so that their sexual activity would not be overheard by others. Routh further complained that he “had no notice that any temporary inability to talk during sexual activity would render such sexual activity to be non-consensual under Principle 12.” Routh stated that, if Principle 12 covered such activity, Hulbert had a duty, as an RA employed by the University, to tell him. With regard to the University’s finding that Routh had violated Principle 5, “disorderly conduct,” Routh essentially argued that the sexual activity between himself and Hulbert was consensual, and that the hearing panel had no right to find him guilty of disorderly conduct simply because it may have been offended by the conduct: My understanding based on conversations with Dean Levy, questions and statements made by the panel, and emails from General Counsel Crummins, is that I was found in violation of this Principle because the nature of my sexual activity with Sarah Hulbert; that even though such sexual activity was fully consensual, by its nature the conduct was sufficiently upsetting to the panel that it justified my expulsion. The panel consistently asked me how my sexual activity with Sarah Hulbert comported with the University’s moral code. See, Docket No. [#26], appeal at p. 5. Routh argued that it was unfair for the University to penalize him for consensual adult sexual activity, since “students have no way of knowing what acts may some day be deemed unacceptable ... the reality is that my generation grew up in a much more sexually liberated society than many professors and administrators, and what you consider shocking is not what we consider shocking.” Id; see also, id (“If the University is going to interpret the Principle in a manner that includes consensual sex, th[e]n it owes the students a duty to be honest about that fact and provide clear and articulated limits.”). Additionally, Routh argued in the appeal that it was discriminatory for the University to punish him and not Hulbert. Id, Appeal at p. 6. On that point, Routh stated, in pertinent part: If the University is going to police consensual sexual conduct between students, then the University is obligated to punish both students equally under these policies. Deciding to punish only the male is the premier example of selective enforcement based on archaic assumptions that violates Title IX. Disciplining one student because he or she ended a consensual sexual relationship with another student — particularly [with] a staff member — is a premier example of retaliation that also violates Title IX. Id Finally, as part of his appeal, Routh argued that the University overstated the severity of his past disciplinary record when considering what punishment to impose. In that regard, Routh admitted the existence of the disciplinary infractions, but offered explanations for them. Docket No. [# 26], Appeal at p. 7. On November 1, 2011, the University responded to Routh’s allegation of discrimination against Levy. In that regard, on November 1, 2011, Peter Lennie (“Lennie”), University Vice President, sent an email to Routh which stated: Dear Mr. Routh, In your appeal letter to me you complained of discrimination based on your gender. I am writing to advise you that there is a University policy against discrimination and harassment and a process by which you have the right to make a formal internal complaint of discrimination. The policy and process can be found here: http://www.rochester. edu/working/hr/policies/pdfpolicies/106. pdf Assuming that your complaint would be chiefly against Dean Levy, the policy provides that I would be the Responsible Official to decide whether discrimination occurred in violation of that policy. The University’s Office of Counsel would first appoint an investigator to find the facts and report them to me, and I would decide the matter. The investigator in this case would be an outside lawyer, chosen by the University- It is your choice entirely whether to invoke this separate complaint process. If you decide to do so while your appeal is pending, you may ask me to postpone deciding the appeal until I resolve the discrimination complaint, or you may ask that they continue in parallel. I will honor either request. Sincerely yours, Peter Lennie Docket No. [# 9-8] at p. 2. After Routh filed his appeal of Levy’s decision expelling him, Hulbert was permitted to file a written response, though it is not part of the record. On November 8, 2011, Routh filed a reply/supplement to his appeal, responding to issues raised by Hulbert and reiterating the points in his appeal letter. See, Docket No. [# 26] at pp. 54-61 (“I have received and reviewed Sarah Hulbert’s response to my appeal.”). Routh indicated that since he had not been told otherwise, it was “established between the parties” that he was found guilty of violating Principle 12 based on “gagging/muffling” Hulbert during sex. Routh indicated that Hulbert liked being gagged and choked, but not suffocated. Id., Reply at p. 3 (“From what I can recall, in terms of suffocation Sarah Hulbert stated in our texts that she did not like suffocation (which I did with a pillow), but that she did like choking.”). Routh stated that Hulbert generally did not object to being gagged with duct-tape, except for one occasion when the tape got in her hair. Overall, Routh stated that Hulbert’s “statements and conduct explicitly and implicitly eonsented to any muffling and/or gagging.” Id. Routh also reiterated his belief that Hulbert’s charges against him were in retaliation for him breaking off their relationship, and that such retaliation was a violation of Title IX. Routh stated that he “should have been allowed to file a complaint against Sarah Hulbert on [that] basis,” and that Levy’s “refusal to allow [him] to file such a complaint was discriminatory and in violation of Title IX.” Id. Routh did not explain, however, how Levy’s decision not to allow him to file a cross-complaint in Hulbert’s action was discriminatory in light of her instruction to him that he could file a separate complaint against Hulbert. With regard to Principle 5(a), “disorderly conduct,” Routh’s reply reiterated that he and Hulbert had an experimental sexual relationship — evidenced by the fact that we adopted the safe words of “bluebery pancakes.” In our interaction, “no” did not mean “no,” “blueberry pancakes meant “no.” Hulbert knew this and explicitly consented to it both verbally and in writing.... The vast majority of our conduct was not, or at least I do not believe it was, all that shocking under contemporary standards. Id., Reply at p. 5. Routh stated his belief that one purpose “of attending a liberal arts university was to be able to experiment-aeademically, socially and even sexually,” and that the University had never informed him that he could be sanctioned for such experimentation. On December 2, 2011, Lennie notified Routh that he was denying the appeal and affirming Levy’s decision expelling him. Lennie’s letter-decision stated, in pertinent part: Dear Mr. Routh, I have decided to uphold the decision by Dean Levy to expel you from the University. I have reviewed the written materials presented to the board, the hearing recording, and your and Ms. Hulbert’s letters to me. Given the evidence that you engaged in harmful conduct that significantly threatened the health and safety of another student, and taking account of your prior disciplinary history, I am convinced that the sanction was appropriate. I also did not find any defects in the disciplinary process that was followed. On the basis of the materials you had the opportunity to review and your participation in the hearing, you had full notice of the nature of the charges and evidence, and an opportunity to present your side. You have maintained that Ms. Hulbert should also have been charged with violating the student conduct code and that Dean Levy’s failure to do that constituted discrimination based on your gender. I found no evidence that Dean Levy’s exercise of her discretion in this regard was motivated by discrimination. This letter concludes the appeal process. Sincerely yours, Peter Lennie Docket No. [# 9-9] at p. 2. Routh alleges, upon information and belief, that his expulsion from the University will “effectively preclude! him] from being accepted at any [other] reputable college or university], since the University will share that information with any such prospective college or university to which he may apply. As previously discussed, Lennie notified Routh that he could file a formal complaint against Levy, accusing her of discrimination for refusing to accept a “cross complaint” against Hulbert as part of the same disciplinary action arising from Hulbert’s complaint. Routh filed such a complaint, which the University investigated. On January 31, 2012, Paul Burgett (“Burgett”), University Vice President, sent Routh a decision denying the complaint, which states: Dear Mr. Routh: This letter constitutes my decision regarding your complaint under the University of Rochester’s Policy Against Discrimination and Harassment, in which you claimed that Dean Morgan Levy discriminated against you based on your gender by refusing to permit you to make a cross complaint against Sarah Hulbert at the time disciplinary charges against you were pending. As you know, Jill Schultz [ (an attorney appointed by the University) ] investigated the complaint, and she has now rendered a report to me. Based on that report, a copy of which is enclosed, I find no factual basis to support your complaint. There is persuasive evidence that Dean Levy made clear to you that you could make a complaint against Sarah Hulbert at any time (even now), but that it would not be addressed proeedurally until charges against you had been resolved. There is also no evidence that, even assuming your version of the facts as alleged in the complaint is true, Dean Levy acted with a discriminatory motive. In my view, the evidence is convincing that she was following the disciplinary process in good faith without regard to your gender. Under the University’s policy you may appeal this decision within 15 business days. If you decide to do so, you must do so in writing, to the University Provost, Ralph Kuncl. He can be reached at email at Ralph.kuncl@rochester.edu Sincerely, Paul Burgett Docket No. [# 9-10] at p. 2. The Proposed Amended Complaint does not dispute Burgett’s statement that Routh was able to file a separate disciplinary complaint against Hulbert. Instead, it indicates only that Levy would not accept “a cross-complaint.” See, Proposed Amended Complaint [# 34-2] at ¶¶ 29-30. Hulbert also pursued complaints against Routh with both the Monroe County Family Court and the Monroe County District Attorney, accusing him of rape and sexual abuse, based on the same allegations that she made to the University. Hulbert later withdrew the Family Court Complaint, and a Monroe County Grand Jury “no billed” criminal charges against Routh. However, prior to the termination of those proceedings Routh was required to retain counsel to defend against them. Procedural History On December 12, 2011, Routh and his mother, C. Renee Manes (“Manes”), commenced this action. Routh and Manes were both purportedly proceeding pro se. However, it is undisputed that Manes is an attorney. The Complaint [# 1] purports to assert seventeen separate causes of action, fifteen of which are on behalf of Routh, and two of which are on behalf of Manes. Those causes of action are as follows: 1) by Routh against the University and Hulbert for breach of contract; 2) by Routh against the University and Hulbert for breach of the covenant of good faith and fair dealing; 3) by Routh against the University and Hulbert for intentional infliction of emotional distress (“IIED”); 4) by Routh against the University for fraud; 5) by Routh against the University for “fraud in the inducement (negligent)”; 6) by Routh against the University under New York Article 78, on the basis that the University violated his federal constitutional rights under the First Amendment (“right to freedom of association”) and the Fourteenth Amendment’s Due Process and Equal Protection Clauses (right “to engage in consensual sexual adult relationships”); 7) by Routh against the University for discrimination on the basis of gender in violation of Title IX, 20 U.S.C. § 1681; 8) by Routh against the University for harassment on the basis of gender in violation of Title IX, 20 U.S.C. § 1681; 9) by Manes against the University for IIED; 10) by Routh against Hulbert for breach of contract; 11) by Routh against Hulbert for breach of the covenant of good faith and fair dealing; 12) by Routh against Hulbert for fraud; 13) by Routh against Hulbert for “fraud (negligent misrepresentation)”; 14) by Routh against Hulbert for intentional interference with prospective economic advantage; 15) by Routh against Hulbert for “defamation (libel and slander)”; 16) by Routh against Hulbert for IIED; and 17) by Manes against Hulbert for negligent infliction of emotional distress (“NIED”). Except for the seventh and eighth causes of action, the claims were alleged to arise under New York State law. The Complaint [# 1] was signed and verified by both Routh and Manes. On February 1, 2012, the University filed a motion [# 9] to dismiss the entire Complaint for failure to state a claim. On February 3, 2012, Hulbert also filed a motion [# 12] to dismiss the entire Complaint for failure to state a claim. As part of the application, Hulbert indicated that, although Manes was purportedly proceeding pro se, she was an attorney admitted to practice in California. Also as part of that application, Hulbert requested that the Court seal paragraph 18 of the Complaint because it contained a lurid and humiliating sexual allegation about her. On February 9, 2012, Manes filed a responding affidavit [# 13]. Manes indicated that, although she is an attorney, she is not admitted to practice in New York State, and therefore she was proceeding pro se until she and Routh could retain an attorney. Manes also submitted documents pertaining to Routh’s claim that the University had discriminated against him. Specifically, she submitted a fourteen-page document entitled “Policy 106 Investigation: Findings of Fact,” concerning Routh’s complaint that the University had discriminated against him refusing to allow him to file a countercomplaint against Hulbert. The Court, however, has not considered that document as part of this Decision and Order, since it does not appear that it can be considered on a 12(b)(6) motion, under the standards previously discussed. On March 6, 2012, Hulbert filed a motion [# 15] for sanctions against Manes pursuant to Federal Rule 11(c) and 28 U.S.C. § 1927. Hulbert argued, in part, that Manes’ negligent infliction of emotional distress (“NIED”) claim was frivolous and appeared to have been filed as a sham claim so that Manes could appear in the action and represent her son, Routh. Hulbert further contended that the document entitled “Policy 106 Investigation: Findings of Fact” contained additional lurid details about her, which Manes submitted to harass her. On March 26, 2012, Manes and Routh filed a motion [# 19] to amend the Complaint. The Proposed First Amended Complaint purported to set forth eight causes of action, five of which were asserted against the University, and four of which were asserted against Hulbert. The proposed amended claims were as follows: 1) by Routh against the University for gender discrimination and harassment in violation of Title IX; 2) by Routh against the University and Hulbert for breach of contract; 3) by Routh against the University under Article 78; 4) by Routh against the University for “fraud in the inducement (material omission)”; 5) by Routh and Manes against the University for intentional infliction of emotional distress; 6) by Routh against Hulbert for “defamation (libel and slander)”; 7) by Routh against Hulbert for intentional infliction of emotional distress; and 8) by Routh against Hulbert for intentional interference with existing contractual relations. Plaintiffs stated that they were filing the proposed amended pleading because the motions to dismiss faulted the original pleading’s lack of specificity. The Proposed First Amended Complaint contained additional explicit sexual material, such as an alleged verbatim transcript of a sexually explicit text exchange between Routh and Hulbert, and other sexually explicit allegations concerning Hulbert, apparently intended to show that she was a willing participant in the sexual activity. See, Proposed First Amended Complaint at ¶¶ 14-15. However, contrary to Routh and Manes’ suggestion, the University did not allege that the Complaint lacked specificity regarding allegations of sexual conduct; to the contrary, the University specifically indicated that it was refraining from discussing the allegations of sexual abuse in detail out of concern for the students. Instead, the University indicated that the Complaint lacked factual allegations, not pertaining to the sexual conduct, to support the various causes of action. For example, the University had argued that the Complaint failed to allege fraud with specificity. Similarly, although Hulbert had argued that the Complaint was factually deficient in certain respects, she had not contended that it was factually deficient with regard to allegations of sexual conduct. Plaintiffs also submitted a memorandum of law [# 19] in support of the proposed amendment, and in opposition to the motions to dismiss. With regard to the motions to dismiss, Plaintiffs did not oppose the dismissal of the claims in the original Complaint [# 1], Instead, Plaintiffs argued only that the eight causes of action in the Proposed First Amended Complaint adequately stated claims. On April 25, 2012, Manes filed a response [# 20] to Hulbert’s motion for sanctions. Essentially, Manes contended that Hulbert’s charges against Routh, that she filed with the University, were “false and malicious,” and that Defendants’ “misconduct [was] actionable under any number of theories.” Manes indicated that with the filing of the Proposed First Amended Complaint, she and Routh were “pleading certain claims with more specificity and withdrawing other claims.” Docket No. [# 20] at p. 3. Manes contended, though, that the motion for sanctions should be denied because “the newly pled claims [were] factually and legally sound.” Id. On May 18, 2012, in response to Plaintiffs’ motion to amend, Hulbert opposed the application and accused Plaintiffs of attempting to blackmail the Defendants if they did not agree to mediation. Specifically, Hulbert stated that on March 21, 2012, Routh sent defendants’ attorneys an email which stated, in pertinent part: I am writing to inform you that I will shortly be filing a motion to amend my complaint against your clients to plead with more specificity. My original pleading was vague, primarily at the urging of my mother who wishes to avoid embarrassment for all parties. However, because you have complained about the lack of specificity on various charges, I will be getting very specific. In reviewing my records to allege specificity, I found the following facebook message communications which occurred between myself and Sarah Hulbert in November 2010[.] [Routh then sets forth the sexually explicit text, mentioned earlier, verbatim] I will be making these messages public in my amended complaint. I am not asking you to consent to the filing of the amended complaint, I assume you will oppose. However, because I had not previously made you aware of the existence of these messages, I am writing at the urging of my mother to give you one last chance to agree to mediate these issues before going public. Sarah Hulbert libeled and slandered me when she claimed I undertook any sexual activity against her consent. The University has discriminated against me and violated its contractual obligations to treat me fairly. I would simply pursue my rights in every appropriate forum, but I am being urged to suggest mediation one last time by my mother, in spite of your ridiculous attacks against her. So I am giving you that opportunity. If I do not hear that you agree to mediation of all issues by the noon [sic] (pacific time) on Thursday, I will move forward with the filing of the amended complaint and making these messages public. Sincerely, Dylan Routh. Docket No. [# 21], Exhibit A. On March 22, 2012, Hulbert’s attorney responded to Routh’s email with a letter, that stated in pertinent part: The threats contained in you March 21, 2012 letter, to the effect that you will make public certain alleged sexual communications between yourself and our client, Ms. Hulbert, if she does not agree to participate in mediation, constitutes the crime of coercion under New York and quite possibly, federal laws. We intend on filing a criminal complaint as a result. We also intend on supplementing our various motions to apprise the court of this threat, and to broaden our motion for sanctions to include a claim against you. We will further supplement our motion to broaden the claim against your mother because, as you wrote, she encouraged and conspired with you to send the offending letter. You letter threat is outrageous and among the most offensive litigation tactics that I have seen. There is no place for this conduct in the Courts, and we shall seek redress. Docket No. [# 21] at p. 11. Routh nevertheless went ahead and included the sexually explicit information in the Proposed First Amended Complaint, as discussed earlier. Hulbert asked the Court to dismiss this action as a sanction for Plaintiffs’ conduct. Hulbert also opposed the amendment on the grounds that it would be futile. On May 18, 2012, the University filed its reply [# 22] on its motion to dismiss and its opposition to Plaintiffs’ motion to amend. The University argued, first, that its motion to dismiss should be granted insofar as Plaintiffs did not oppose it as to certain claims. As for the proposed amended causes of action, the University contended that they failed to state claims for which relief could be granted. See, Docket No. [# 22] at p. 10 (“By simply adding salacious facts to the previous allegations, plaintiffs do not address the fundamental deficiencies in their original pleadings.”) (citations omitted). On June 1, 2012, Hulbert filed a second motion [# 23] for sanctions under Rule 11, against both Routh and Manes, on the grounds that they had “made threats against [Hulbert], thus committing the crime of coercion under the New York Penal Law, and engaged in a patter of harassment in this action.” Hulbert contended, for example, that Plaintiffs added the additional sexually explicit allegations about her in order to harass her, under the guise of responding to the motions to dismiss, and continued to pursue meritless claims. Hulbert also reiterated the fact that Routh and Manes had threatened to reveal intimate details about her if she did not agree to mediation, and then revealed such details. On July 12, 2012, Routh and Manes filed a response [# 26] to Hulbert’s second motion for sanctions, which also contained their reply concerning their motion to amend. With regard to the motions for sanctions, Plaintiffs essentially maintained that Hulbert had lied about and defamed Routh, and that they were therefore entitled to include the aforementioned sexually explicit information in their papers. Plaintiffs further maintained that the causes of action in their Proposed Amended Complaint were meritorious. On August 3, 2012, Hulbert filed a reply [#27] regarding her second motion for sanctions. Hulbert contended that in Plaintiffs’ response to her second motion for sanctions, they had further harassed her, by setting for additional personal information about her. Hulbert further maintained that regardless of whether Plaintiffs believed that the information they included was true, it was unnecessary to this action and included for an improper purpose. On December 13, 2012, the parties appeared before the Court for oral argument. The Court dismissed Manes from the action, and granted Routh until February 1, 2013, to retain an attorney. The Court later granted Routh’s request for an extension, until March 29, 2013, to retain an attorney. In approximately April 2013, Routh informed the Court that he had retained an attorney, Jeffrey Wicks (“Wicks”). Wicks requested permission to “supplement” Routh’s papers, and on April 22, 2013, the Court granted Wicks until May 16, 2013, to file and serve papers supplementing Routh’s prior submissions. See, Order [# 37]. The Court provided Defendants with an opportunity to respond, and indicated that it would thereafter issue a written decision. Id. On May 16, 2013, Wicks filed a motion [# 34] for leave to file an amended complaint. The application indicated that Routh was withdrawing his prior motion to amend. See, Docket No. [# 34-1] at ¶ 6. The application further stated, with regard to the new proposed pleading prepared by Wicks, that “[t]o the extent the defendants’ objections to the legal sufficiency of the original complaint had merit, the proposed amended complaint has been drafted so as to overcome such objections.” Id. at ¶ 10. The proposed pleading purports to state the following five claims: 1) a claim against the University for breach of contract; 2) a claim against the University under Article 78; 3) a claim against the University under Title IX; 4) a claim against Hulbert for defamation; 5) a claim against Hulbert for IIED. Routh, who is a citizen of Oregon, maintains that the Court has federal question subject-matter jurisdiction over the Title IX claim, and diversity jurisdiction and/or supplemental jurisdiction over the remaining claims. The Court interprets that statement to mean that it has the following types of subject-matter jurisdiction over the claims: Federal question jurisdiction over the Title IX claim; supplemental jurisdiction over the Article 78 claim, since money damages are not generally recoverable in an Article 78 proceeding; and diversity jurisdiction over the remaining state-law claims for which Routh is seeking money damages. Routh did not file a memorandum of law with the proposed pleading. On June 7, 2013, Hulbert filed an opposition [# 35] to Routh’s motion [# 34], Hulbert contends that the Court should deny Routh’s application, based on his and Manes’ misconduct in this action. Hulbert also contends that the proposed amended claims lack merit. Also on June 7, 2013, the University filed an opposition [# 36] to Routh’s motion [# 34]. The University maintains that the proposed amended claims lack merit. On July 31, 2013, Routh filed a reply [# 38] concerning his motion to amend [# 34], With regard to his cause of action for breach of contract against the University, Routh contends that he has sufficiently pleaded such claim for the following reason: In the present case, the plaintiff has alleged that the defendant University had a code of conduct which established a requirement that any disciplinary charges be specific and that the charges against him failed to conform to the University’s code of conduct (Docket # 34, Exhibit A, ¶ 31). In addition, the plaintiff has alleged that the defendant University’s own counsel admitted this failure, stating, in response to the plaintiffs claim that he had inadequate notice of the charges against him, “[y]ou have a valid point about the specificity of the charge letter. We can definitely improve on how those are written. (Docket # 34, Exhibit A, ¶ 33). Despite this written admission, the defendant University refused to provide further specification of the disciplinary charges against the plaintiff. (Docket # 34, Exhibit A, ¶ 33). PI. Reply Memo [# 38] at p. 3. Accordingly, Routh maintains that the University breached its contract with him by failing to give him notice of the charges against him as required by the University’s code of conduct. With regard to his claim under Article 78 against the University, Routh contends that such claim may be brought in federal court, contrary to Defendants’ arguments to the contrary. With regard to his claim under Title IX against the University, Routh contends that the University “discriminated against him on account of his gender by selectively prosecuting him for alleged disciplinary infractions.” PI. Reply Memo [# 38] at p. 4. Routh expands on that point by stating that “the University violated Title IX by prosecuting him for a violation of the University’s code of conduct while simultaneously insulating Ms. Hulbert from a complaint by the plaintiff for engaging in the same conduct for which he was being charged.” Id. at p. 5. Routh acknowledges that the University is maintaining that he could have filed a separate complaint against Hulbert, but not a cross-complaint, since there is no provision in the Standards of Student Conduct for filing a cross-complaint. Id. Routh contends, though, that the Court cannot consider that point on a 12(b)(6) motion. With regard to his claim for defamation against Hulbert, Routh maintains that the proposed pleading “alleges that the defendant Hulbert gave false written and oral statements that [he] raped her, sexually and otherwise assaulted her and/or engaged in activities without her consent.” PI. Reply Memo [# 38] at p. 6. Routh disputes Defendants’ contention that he suffered no damages, and argues that to the extent the University relied on Hulbert’s statements in deciding to expel him, he suffered damages from her defamation. Alternatively, Routh contends that he has pleaded defamation per se, since Hulbert falsely accused him of serious sexual crimes. Lastly, with regard to his claim against Hulbert for intentional infliction of emotional distress, Routh contends that the proposed pleading adequately pleads that she engaged in extreme and outrageous conduct. Specifically, he maintains, the pleading alleges that Hulbert falsely accused him of rape to the University, to police and to Family Court, and that she sought an order of protection against him even though he had moved back to Oregon. DISCUSSION Defendants have moved to dismiss the complaint for failure to state a claim, and Plaintiff has cross-moved for leave to amend. Courts must freely give leave to amend pleadings “when justice so requires.” FRCP 15(a)(2). Nevertheless, a “district court has discretion to deny leave for good reason, including futility, bad faith, undue delay, or undue prejudice to the opposing party.” Holmes v. Grubman, 568 F.3d 329, 334 (2d Cir.2009) (internal quotation marks omitted). “A proposed amendment to a pleading would be futile if it could not withstand a motion to dismiss pursuant to Rule 12(b)(6).” Martin v. Dickson, 100 Fed.Appx. 14, 16 (2d Cir.2004) (unpublished). The standard for such motions to dismiss is well settled: Federal Rule of Civil Procedure 8(a)(2) requires only a short and plain statement of the claim showing that the pleader is entitled to relief, in order to give the defendant fair notice of what the claim is and the grounds upon which it rests. While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, a plaintiffs obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do. Factual allegations must be enough to raise a right to relief above the speculative level, on the assumption that all the allegations in the complaint are true (even if doubtful in fact). Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 1964-65, 167 L.Ed.2d 929 (2007); see also, ATSI Communications, Inc. v. Shaar Fund, Ltd., 493 F.3d 87, 98 (2d Cir.2007) (“To survive dismissal, the plaintiff must provide the grounds upon which his claim rests through factual allegations sufficient ‘to raise a right to relief above the speculative level.’ ”) (quoting Bell Atl. Corp. v. Twombly) (footnote omitted). When applying this “plausibility standard,” the Court is guided by “two working principles”: First, although a court must accept as true all of the allegations contained in a complaint, that tenet is inapplicable to legal conclusions, and threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice. Second, only a complaint that states a plausible claim for relief survives a motion to dismiss, and determining whether a complaint states a plausible claim for relief will be a context-specific task that requires the reviewing court to draw on its judicial experience and common sense. Harris v. Mills, 572 F.3d 66, 72 (2d Cir.2009) (citations and internal quotation marks omitted). “[Wjhere the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged-but it has not shown-that the pleader is entitled to relief.” Ashcroft v. Iqbal, 556 U.S. 662, 679, 129 S.Ct. 1937, 1950, 173 L.Ed.2d 868 (2009) (citation omitted). “The application of this ‘plausibility" standard to particular cases is ‘context-specific,’ and requires assessing the allegations of the complaint as a whole.” Pension Ben. Guar. Corp. ex rel. St. Vincent Catholic Medical Centers Retirement Plan v. Morgan Stanley Inv. Management Inc., 712 F.3d 705, 719 (2d Cir.2013) (citation and internal quotation marks omitted). Breach of Contract Routh contends that he had an implied contract with the University, which the University breached by failing to give him notice of the charges against him as required by the University’s own policies. See, Docket No. [# 38] at p. 3 (“Contrary to the defendant University’s argument, the Plaintiff has clearly set forth the terms of the contract and the specific breach by the University.”). A student may sue his college or university for breach of an implied contract in certain situations. Under New York law, an implied contract is formed when a university accepts a student for enrollment: if the student complies with the terms prescribed by the university and completes the required courses, the university must award him a degree. The terms of the implied contract are contained in the university’s bulletins, circulars and regulations made available to the student. Implicit in the contract is the requirement that the institution act in good faith in its dealing with its students. At the same time, the student must fulfill his end of the bargain by satisfying the university’s academic requirements and complying with its procedures. Papelino v. Albany College of Pharmacy of Union University, 633 F.3d 81, 93 (2d Cir.2011) (citations and internal quotation marks omitted). Significantly, though, “when a disciplinary dispute arises between the student and the institution, judicial review of the institution’s actions is limited to whether the institution acted arbitrarily or whether it substantially complied with its own rules and regulations.” Jones v. Trustees of Union College, 92 A.D.3d 997, 998-999, 937 N.Y.S.2d 475, 477 (3d Dept.2012). Accordingly, the issue as to this cause of action is whether Routh has plausibly pleaded that, with regard to the notice that the University gave him regarding his disciplinary charges, the University acted arbitrarily or failed to substantially comply with its own rules and regulations. The proposed amended pleading [# 34-2] does not specify a particular rule or procedure which the University supposedly violated in this regard. Such a failure has been held to warrant the dismissal of this type of contract claim. See, Jones v. Trustees of Union College, 92 A.D.3d at 999, 937 N.Y.S.2d at 477 (“Supreme Court properly determined that plaintiffs failure to identify the specific terms of the implied contract that he claims were violated by the College — such as an internal rule, regulation or code — is fatal to his claim.”) (citation omitted). Even assuming arguendo that the proposed pleading identified a specific rule, the Court would nonetheless find that this claim lacked merit. In that regard, the Court has reviewed the Standards of Student Conduct, and finds that the following provisions are relevant: Any student charged with misconduct will be treated in accordance with the basic standards of fundamental fairness which include timely notification of charges, fair and impartial hearings, and the right of appeal. (Standards of Student Conduct at p. 6). Fundamental fairness for conduct hearings at the University consists of the following standards: 1. All charges must be in writing and presented to the respondent and victim at the time of notification of the hearing. 2. Charges shall be reasonably specific as to the nature, time, and place of the alleged infraction. 3. The respondent and victim shall be informed of his or her rights in his or her preliminary meeting with the judicial officer. 5. The respondent and victim shall be afforded at least seven days’ notice of the hearing in writing. 12. Relevant reports, documents and other evidence may be reviewed by the respondent and victim in the Office of the Dean of Students prior to the hearing. Copies of any such material may not, however, leave the office. (Standards of Student Conduct at p. 4.). In his appeal of Levy’s decision expelling him from the University, Routh alluded to the alleged lack of specificity for which he now sues, stating: Sarah Hulbert and I had a sexual relationship which spanned two years, and the allegations in the charge letter spanned an entire year, stating that on ‘repeated occasions beginning in September 2010 and continuing until the present time’ I undertook various actions. Docket No. [# 26] at pp. 34-35. The reasonable inference to be drawn from this statement is that the charge did not specify exactly when the alleged misconduct took place. However, Hulbert’s complaint provided approximate dates on which Routh allegedly mistreated her. For example, Hulbert’s complaint indicated that while at the University, in “September, 2010,” Routh continued having anal sex with her after she told him to stop by using a pre-arranged “safety phrase,” and that in “November, 2010,” Routh raped her and forced a bubble wand into her anus. See also, Proposed Amended Complaint [# 34-2] at ¶ 39 (summarizing Hul