Citations

Full opinion text

BARNES, Chief Judge.

The original complaint in this case was filed on April 1, 1952. A trial of the case was begun on October 15, 1953. It extended over a period of nine court days and was concluded on October 27, 1953. After the filing of briefs, the ease was argued by counsel on December 21, 1953. On January 19, 1954, the court filed a memorandum decision, D.C., 121 F.Supp. 198, and made findings of fact and conclusions of law. On January 26, 1954, a final judgment, sustaining the validity of the patent and enjoining the infringement thereof, was rendered. On June 18, 1954, the defendants, having procured leave of the United States Court of Appeals for the Seventh Circuit to present a motion for a new trial, based on newly discovered evidence, presented such a motion in this court. On that date, the court fixed October 11, 1954, as the time for hearing the motion for a new trial based on newly discovered evidence and for a trial, and counsel were advised that the court would on that date hear everything desired to be presented on the motion for new trial and on a new trial, so that, in any event, one hearing would cover the matter. On November 18, 1954, the case came on for hearing on the motion based on newly discovered evidence and for trial. Opening statement» on behalf of the defendants were heard and concluded, and the taking of evidence on the part of the defendants was begun. The hearing continued over a period of nine court days and was concluded on December 1, 1954. After the filing of briefs by counsel, final arguments were heard by the court on February 21, 1955, and the cause was taken by the court for decision.

On the motion for a new trial and trial the defendants relied upon evidence of the use, in the summer and fall of 1939, in the rewiring of the electrical engineering laboratory at Tri-State College at Angola, Indiana, of a soldering device consisting of a stepped down voltage transformer and a copper wire heating element connected across the secondary or low voltage side of the transformer. The burden of proof was, of course, on the defendants. There was some controversy between the parties concerning the degree of proof required. The court has not found it necessary to concern itself with that controversy.

At the conclusion of the taking of testimony on the motion and trial the court was of the distinct impression that the defendants had not sustained the burden of proof by any standard that might be applied. The reading of the briefs of counsel and the oral arguments of counsel confirmed the court in this impression. Since the oral arguments the court has read the transcript of the record and has abstracted the testimony of the key witnesses.

The witnesses, five in number, who testified for the defendants, that they used and/or saw used the soldering device consisting of a stepped down voltage transformer and a heating element connected across the secondary or low voltage side of the transformer, were Clyde Edgar Shaw, Millford Edward Collins, Thomas Boagey and Robert C. Arner, who testifled in open court, and Samuel D. Summers, who testified by deposition.

The principal witness for the defendants was Clyde Edgar Shaw, who testified that he resided at Angola, Indiana; that he was by profession a teacher of electrical engineering in Tri-State College there; that he had been a student at Tri-State College; that he was graduated with a bachelor’s degree in electrical engineering in 1936, that he received a master’s degree in electrical engineering from Texas Agricultural & Mechanical College in 1942, and that he had held a certificate from the University of Minnesota; that he had been a distributor of the products of the defendant, Wen Products, Incorporated, for a number of years; that among the articles which he distributed was the alleged infringing soldering gun, manufactured by Wen Products, Incorporated; that he wrote Mr. Anton, the president of the defendant Wen Products, Incorporated, in response to a bulletin which Mr. Anton sent out concerning this case. In his letter to Mr. Anton, Mr. Shaw told of a use in 1938 of a device which he thought would anticipate the patent involved in this suit. That letter initiated the present proceeding.

While Mr. Shaw has been characterized as a “completely disinterested witness,” the record shows that he has been a distributor for the defendant, Wen Products, Incorporated, for some years (R. 1858). His testimony and activities in this case indicate a desire to assist the defendants. Furthermore, he repeatedly adjusted his testimony to suit what to him seemed to be the momentary exigencies of the case.

There runs through the testimony and deposition of Shaw the indication that he is a witness with a poor memory generally, and an extremely poor recollection of dates. In his first letter to the defendant, Wen Products, Incorporated, he stated that the alleged prior use occurred in the year 1938 (R. 1861), while his later testimony consistently attempted to place this use in the year 1939. In his discovery deposition he placed the date of his return to Tri-State College from Texas A. & M. as the fall of 1943 (R. 2586) while in his testimony on the stand he stated that he returned to Tri-State College in 1942 (R. 1865-6). He could not recall for how long he had been a distributor for the defendant, Wen Products, Incorporated, although he admitted that he had been a distributor for the defendant for some years (R. 1858).

His memory was particularly weak with respect to the approximate dates of the events occurring in 1954 in connection with early visits by counsel for defendants and attempts to locate transformers used in the 1939 soldering device. He first testified that he initialed the 5 to 1 ratio transformer, defendants’ Exhibit D-9, at the time of Mr. Cannon’s first visit to Angola, which was on March 27, 1954 (R. 1749), but later stated that he initialed the transformer at the time he executed his affidavit on April 21, 1954 (R. 1894-5). He first testified that the 40 to 1 ratio transformer, defendants’ Exhibit NT-21, was discovered and initialed by him approximately one week after the 5 to 1 transformer, defendants’ Exhibit D-9 was initialed, and that this occurred in May, June or July of 1954. He later admitted that the 40 to 1 transformer was never demonstrated to defendants’ counsel until after his deposition was taken on July 12, 1954 (R. 2037), although he had earlier insisted that this transformer had already been removed from the storage room and was not available for inspection by plaintiff’s counsel during their visit to Angola on June 24th (R. 1764-6). He later stated that the 40 to 1 transformer was first given to defendants’ counsel in August or September of 1954 (R. 2030). (The defendants requested specification information from the General Electric Company regarding the 5 to 1 ratio transformer in May, 1954 (Defendants’ Exhibit NT-17-A), and specification information regarding the 40 to 1 transformer was not requested until October 4, 1954 (Defendants’ Exhibit NT-19-A). Mr. Shaw could not remember the dates or number of visits of defendants’ counsel to Angola occurring since March, 1954 (R. 2537-9).

The testimony of Mr. Shaw regarding the precise structure of the Angola soldering device and the particular transformer used with it varied so greatly that it is impossible to say with complete certainty just what that construction was. In Mr. Shaw’s deposition, taken July 12, 1954, he stated that although he had no definite recollection as to the length of the copper tips employed with this device (R. 2588) his best recollection was that they were approximately 14 inches in length and did not exceed 20 inches (R. 2587-8), but conceded that in some cases they may have been as short as 6 inches (R. 2588). This obviously had reference to the total length of the wire from terminal to terminal, in view of the context of this deposition testimony. However, in his testimony at the hearing, he stated that the first copper tips projected as much as 18 to 20 inches from the transformer, producing a total tip length of 36 to 40 inches, and that they finally changed to short tips, projecting not more than an inch, an inch and a half, or two inches beyond the edge of the transformer (R. 1687). (Mr. Summers unqualifiedly testified that the tip length from terminal to terminal was on the average from 6 to 8 inches, although the longest length of wire used may have been as much as 10 inches in experiments (R. 2474-5).)

While Mr. Shaw testified in his deposition that nichrome was not used as a tip material in the device (R. 2559), he testified at some length at the hearing regarding the initial use of nichrome ribbon (R. 1688, 1930).

His various statements concerning the transformers used are irreconcilable. He first stated at the hearing that four different transformer ratios, namely, 5 to 1, 15 to 1, 25 to 1 and 40 to 1, were actually used in the alleged soldering device (R. 1611). However, in colloquy with the court following his identification of the transformers, Defendants’ Exhibits D-9 and NT-21, he insisted that the 5 to 1 ratio transformer and the 40 to 1 ratio transformer were all that he ever used (R. 1772). He first testified that a 5 to 1 ratio transformer was used at the beginning of the rewiring project at TriState College but that this transformer burned up (R. 1754, 1769). He testified that approximately 20 lugs were soldered with this transformer (R. 1770). This transformer, he testified, was followed by another 5 to 1 transformer, which he stated was the transformer in evidence ad Defendants’ Exhibit D-9 (R. 1755). He testified, first, that approximately 20 lugs were soldered with this transformer, Defendants’ Exhibit D-9 (R. 1755, 1771) and later that approximately four boxes of lugs were soldered with this transformer (R. 1771), although he had earlier estimated that there were approximately 30 terminal lugs to be soldered in each junction box (R. 1618). He then produced the 40 to 1 ratio transformer, Defendants’ Exhibit NT-21 and testified that substantially all of the rest of the job, following abandonment of the transformer, Defendants’ Exhibit D-9, was completed with the 40 to 1 transformer (R. 1759-61, 1771), and that this amounted to approximately 200 lugs (R. 1950). He later, however, referred to a 15 to 1 ratio transformer, which he stated “works better than either of these two, counselor” and “this 40 to 1 here, counselor, doesn’t give as good a demonstration as the 15 to 1”. (R. 1885). This becomes utterly confusing when he testified later that only 20 lugs were soldered with this 15 to 1 transformer (R. 1946), that they used the 15 to 1 briefly and it then dawned on them that they were on the right track and they then went to the 40 to 1, which does an excellent job (R. 1886), that the larger transformer that they went to between the 5 to 1 and the 40 to 1 was a little slow (R. 1755) and that, in reply to an inquiry as to why he didn’t complete the job with the 15 to 1 if it was superior (R. 1944): “It’s really a matter of indifference, sir. This discussion about transformers is rather trivial. Any of them will work, and will work very well. I went down in the lab one day and some of the boys had set up a 40 to 1, and we just continued using it. That is all. It was so slight a difference it didn’t make any difference.”

At a later stage in his testimony, after reviewing at separate points the proportion of the rewiring job done with the American Beauty soldering iron, the carbon brush device, and the various forms of the copper tip device employing different transformers, he suddenly began alluding to uses of the 5 to 1 ratio transformer (R. 1898-9), the 15 to 1 transformer (R. 1945), and the carbon brush device (R. 1951) only in removing old lugs from the old cables withdrawn from the floor conduits, in the apparent realization that his prior estimates of the extent of use of each form of device was completely irreconcilable with the total number of lugs involved in the rewiring project. In this connection, he once alleged that the 5 to 1 ratio transformer was used primarily to remove lugs from the old cables (R. 1898-9) and then later testified that possibly all of this unsoldering was done with the 15 to 1 ratio transformer (R. 1945).

The 5 to 1 ratio transformer, Defendants’ Exhibit D-9, was the one illustrated in the photograph, Defendants’ Exhibit B, attached to the affidavits of each of the fact witnesses originally presented to the Court of Appeals and to this court. It is interesting to note that Defendants’ Exhibit B was therein represented to be “A photograph which correctly illustrates the construction of said transformer which was embodied in said soldering device,” while the transformer shown in the photograph Defendants’ Exhibit B is represented to be the actual transformer embodied in the prior use soldering device in the affidavit of defendant’s attorney, Mr. Cannon. Reference is made to the following excerpt from page 2 of Mr. Cannon’s affidavit:

“And in the course of said investigation the said Clyde E. Shaw found the original transformer which was embodied in said soldering device and which is illustrated in the photograph ‘Defendants’ Exhibit B.’ ”

However, when Mr. Shaw was questioned at the hearing about this represéntation, he insisted that the 5 to 1 ratio transformer illustrated in the exhibits attached to the affidavits were “merely illustrative” of the type of transformer employed in the prior use soldering device. (R. 1893-4, 1896, 1958).

Mr. Shaw’s representations in this regard are in complete conflict with the testimony of defendants’ witness Summers, who testified in his deposition: (R. 2433-4)

“Q. But whether it was one transformer or 6 transformers that you used, you say the rating was the same as is shown on that particular one ?

“A. Yes, we had two or three ratings, but we had at least 6 transformers of this same rating, 25 amperes on the high current side, 5 amperes on the low current side.

“Q. And you are certain that’ the rating that was used was one of those transformers of that particular rating as shown on this nameplate?

“A. That I can be sure of, yes.”

A conflict should also be noted in connection with Mr. Shaw’s identification of-the 5 to 1 ratio transformer (Defendants’ Exhibit D-9). Although his identifica-, tion of the transformer was quite posi-. tive, it is to be noted that when he was initially confronted with this transformer he stated “As to whether this is an exact model, as to whether it is one of them, I don’t know, unless I would find my initials on it and my signature.”, (R. 1747). He later insisted, however, when questioned by the court and when, questioned on cross-examination, that he did not have to rely on .his initials to identify the transformer (R. 1753,1870).

Also, he attempted to support his identification of this transformer by observance of the transformer insulation having been overheated and by observing abrasions on the top of the transformer . where the parts oí the soldering device were allegedly mounted (R. 1749), although he stated in his deposition that there were no identification marks on the transformer which led him to his identification (R. 2545).

The identification of the 40 to 1 transformer, Defendants’ Exhibit NT-21 is also extremely suspect in view of the fact that Mr. Shaw was given full opportunity at the deposition, through questions concerning the ratios of transformers other than the 5 to 1 ratio transformers to mention this transformer ratio or any others which he recalled and he never suggested that he recalled any other specific ratio (R. 2543-5).

A peculiar conflict arises in connection with reference to attempts to locate parts of the original device. While defendants’ counsel stated, at page 2 of his affidavit as originally filed in connection with this proceeding, that he had numerous phone calls with Mr. Shaw between March 9th and March 27th relative to Mr. Shaw’s investigation of the matter and that Mr. Shaw advised him “shortly prior to March 27, 1954, that after diligently searching therefor, he had been unable to find the said soldering device itself, or any drawings or sketches of the device” and “that during our visit in Angola, Indiana, the said Clyde E. Shaw and said Nicholas T. Anton and I continued our investigation of this matter, including searching for the original transformer and other materials used in making the aforesaid quick-heating soldering device”, Mr. Shaw insisted that he had never reported to Mr. Cannon that he was unable to find any parts of the device (R. 1877), that he had never been requested to try and locate these things (R. 1879) and that he had picked out the 5 to 1 transformer and brought it up to the laboratory prior to Mr. Cannon’s visit to Angola to have it available in case they visited him (R. 1880).

The witness was hazy as to the type of voltage supply that would be suitable for the alleged Angola soldering device. At R. 1902-3, he stated that either transformer would work satisfactorily when directly connected to a 110-volt supply. On several other occasions he had insisted that a 110-volt input was too much voltage for this device (R. 1698, 1855, 1907-9). The affidavits of each of the parties clearly suggest, however, that the device did operate satisfactorily off of 110 volts and both Mr. Summers and Mr. Shaw so testified in their depositions (R. 2415-17, 2446-7, 2602). It is clear, however, from the demonstrations conducted in open court by the plaintiff, that under no circumstances could this alleged soldering device have been satisfactorily operated with either the 5 to 1 ratio transformer or the 40 to 1 ratio transformer and the copper heating tip, if the transformer input terminals were connected directly to a power source rated at 110 volts (R. 2797-2815).

Mr. Shaw was obviously not convinced in his own mind as to whether the rheostat was essential to the device. On two occasions he testified that the purpose of the rheostat was to serve merely as a convenience for supporting the soldering device (R. 1700, 2573), although on other occasions he recognized that the rheostat was necessary or desirable to reduce the voltage to the input terminals of the transformer (R. 1719-21, 1853 — 4, 1807).

His recollection was inconsistent as to the type of leads that were employed to supply current to the transformer of the soldering device. He usually testified that two 250-foot No. 10 or No. 12 copper wire leads were employed between the source of power and the transformer terminals (R. 1702), although in his deposition he had recalled only a four or five foot old iron cord (R. 2570) and when asked what else he used he only recalled an old soldering iron cord which may have been used in addition (R. 2601, 1992-3). He admitted that he never at that time suggested that he used the 250-foot cord (R. 1992-3).

Considerable testimony was given by Mr. Shaw at the hearing concerning the use of a certain transformer bank from which voltages representing substantial reductions from the 110-volt input were available and used to supply the soldering device (R. 1607, 1694). In his deposition, although he was questioned at length concerning the voltage supplied to the soldering device, he did not suggest the use of any voltage reducing instrumentality other than the rheostat (R. 2050, 2063-4).

In his testimony at the hearing Mr. Shaw was quite positive as to his recollection of the vacation period between the summer and fall terms in 1939 as being the time when this laboratory rewiring project was undertaken and completed (R. 1649-50), but, in his deposition, he was indefinite as to whether the work was done in that vacation period or in the earlier vacation period between the spring and summer terms in that year (R. 2566-7). Although he states that his later recollection is based on his class record book (Defendants’ Exhibit NT-35), and the college calendar for the year 1939 (Defendants’ Exhibit NT-36, 36-A) neither of these documents, so far as the court can discover, assists in indicating which of the vacation periods, if either, covered the period of the rewiring project.

Another inconsistency in this case occurs in connection with Mr. Shaw’s insistence that substantially the entire soldering work involved in this rewiring project was done by him and Mr. Summers during the fall vacation period. This is hardly reconcilable with the testimony of the witness Boagey, who stated that he assisted Mr. Shaw and Mr. Summers in the use of the soldering device in connection with the rewiring job prior to the vacation period between the summer and fall terms (R. 2123) and with that of defendants’ witness Arner, who testified that he witnessed the work being done in August, 1939, prior to the end of the summer term (R. 2182). Plaintiff’s witness, Elegante, testified that he personally performed over 80% of the soldering work and that this was done during the first two weeks following the beginning of the fall term (R. 2248, 2268, 2274).

Other conflicts of some interest are Shaw’s testimony at the hearing that he personally did the menial work in connection with the construction of the carbon brush device allegedly conceived by Summers (R. 1692, 1997, 1999, 2008), whereas, on at least one earlier occasion, he had testified that Mr. Summers made up the device using the carbon brushes as the heating element (R. 1690), and his testimony in his deposition was that Mr. Summers made up the carbon brush device (R. 2555, 2557). Mr. Summers and Mr. Shaw each claimed that they originated the copper tip soldering device (R. 2448, 2591).

Milford Edward Collins testified (R. 2066 et seq.) that he resides in Dallas, Texas, that he is an engineer by profession, that he was presently director of engineering for the Bureau of Aeronautics representative’s office in Dallas; that he had been associated with TriState College at Angola, Indiana, from 1922 to 1925 as a student and as a student instructor in the laboratory, and from 1926 to 1942 as a professor of engineering. He further testified that he saw two soldering devices used in connection with that rewiring of the laboratory in 1939. That one was two insulators, with a spring device on one end, two carbon brushes that were connected through an electrical circuit, and they would clamp the lug in between there, the lug becoming a part of the circuit, thereby heating the lug to a temperature sufficient to perform the soldering operation; that the other device that they used was one using a current transformer in reverse and putting a copper wire across the terminals in a U or V shape, and thereby producing sufficient heat and bringing the lug in contact with this secondary circuit which was heated, that Clyde Shaw demonstrated that to him, and that Shaw made a soldering connection with the device in his presence.

On cross-examination, Mr. Collins further testified (R. 2081) that Pat Coon brought the affidavit which he executed to him and asked him if he would read it and make sure it was a true statement of facts, and if it was if he would sign it; that this was a prepared affidavit that came tó him, that he made changes in the affidavit which are indicated by the ink notations which appear in the affidavit, and that, outside of those changes, the affidavit was as received by him from Mr. Coon; that the sketch marked Defendants’ Exhibit A was attached to the affidavit when it was submitted to him; that he also signed Exhibits marked B, C, and C-l, attached to the affidavit, and that the sketch marked Defendants’ Exhibit A, refreshed his memory.

Mr. Collins testified further, on cross-examination (R. 2083) that the carbon brush type soldering device was demonstrated to him by Mr. Shaw, but not in connection with the wiring of the laboratory, and that he did not see anybody using the copper tip transformer' type soldering device beside Mr. Shaw.

Thomas Boagey testified that he lived in Biloxi, Mississippi, that he is by profession an electrical engineer, employed by the United .States Air Force, that he received a degree in electrical engineering from Tri-State College in 1931, that he.had been employed as a student instructor at Tri-State College in the electrical laboratory, that he taught there, including his laboratory teaching, as well as class room teaching, from 1930 to 1942. The witness saw Mr. Samuel D. Summers and Mr. Clyde D. Shaw rewiring the laboratory, they were using a soldering device consisting of a current transformer, of which thére were quite a number in the electrical laboratory, used to operate in inverse from the original design with a copper wire in hairpin shape attached to the secondary terminals. Witness saw Mr. Shaw and Mr. Summers perform soldering .operations with that transformer copper tip soldering device. Witness not only saw them, he assisted and used the device himself in the year 1939, in the summer and in the summer vacation. , Witness saw 15 or 20 operations in this one 'floor box that he participated in. Witness does not know what the ratios were of that current transformer. During the soldering connections' that witness participated in making use of this transformer copper tip soldering device, the device was connected to the commercial power as furnished by Indiana Public Service Company to that building, as a source of electric power. On cross-examination, Mr. Boagey further testified (R. 2127) that, in connection with the rewiring of the electrical machinery laboratory in 1939 he saw a soldering device using a transformer and carbon brushes, that he never saw it connected up or used, but that he did see a pair of tongs that were similar to a pair of scissors with carbon blocks on the end of it laying around the building. Mr. Boagey further testified on cross-examination that defendants’ counsel first contacted him in April, 1954, by telephone, that he recalled the conversation, that the substance of it was:

“Mr. Boagey, do you remember using a device for soldering that utilized a transformer at Tri-State College? And I said, Yes, sir. I do. Then he asked me to give a description of this, how it was done. I mentioned it was a shorted secondary on a transformer in which I heated some copper terminals and soldering them on a wire.

Mr. Boagey further testified on cross-examination :

“Q. In your discovery deposition you were asked: ‘Q. What was the substance of the conversation that/you had with him?’ meaning counsel for defendants. You said: ‘He asked me over the telephone whether I had any recollection of a transformer. You must remember I am going back to April of this year and can’t repeat exactly verbatim. I may have said current transformer or ordinary, but he asked whether I had' any recollection of it being used in Tri-State College for soldering purposes, and I said I did’. Q. Did he ask you to describe the structure? No, sir, I don’t think he did. Wait a minute, let me think. He may have asked me whether a secondary of a transformer was ever used for heating copper wire to solder with, and I said yes, I had', and I helped with it. Q. So far as you know, you didn’t give a description of the device at that time? A. No, sir, I wouldn’t say I gave a complete description of it. I said it was a current transformer.”

“Is that substantially correct? A. I would say so.”

Mr. Boagey further testified on cross examination (R. 2132) that he executed an affidavit in this case the latter part of April or the first part of May (1954), that he was called to the office of an attorney in Gulfport and handed an affidavit, that he signed and swore to the affidavit after making only two corrections in it — striking out an initial in witness’ name and filling in the year 1941.

Mr. Boagey further testified, on cross examination, that there was a sketch and other exhibits attached to the affidavit when it was submitted to him, that the sketch which is attached to the affidavit marked Defendants’ Exhibit A refreshed witness’ recollection, that, referring to page 11 of witness’ discovery deposition as follows:

“Q. Do you recall whether there was a sketch attached to that affidavit? A. There was.

“Q. Do you know who prepared that sketch? A. I can remember the name on it, Clyde E. Shaw.

“Q. Did that sketch refresh your recollection on it? A. Very definitely. For one thing, all the ter- ■ minal boards, we had a very unusual terminal. It was a very large brass terminal which we couldn’t buy commercially. That was for students to rapidly unloose and tighten it. These large brass terminals were made at the school. In this transformer assembly, they were used in the transformer assembly for attaching copper wire between the secondary terminals as used. I mean, as the transformer was used. That is why I can particularly recognize that one transformer on the sketch.

“Q. And this sketch brought back to your recollection the structure which was used at that time? A. Right, sir.”

that is a correct statement.

Mr. Boagey further testified (R. 2145) that he never saw this wire tip soldering device which he used in soldering directly connected to a commercial outlet without a voltage-reducing device between the outlet and the transformer of the soldering tool, that there was a voltage dropping device, — a rheostat or rheostats —connected in series with the primary of the transformer as it was connected.

Robert C. Arner testified that he resided in Blue Island, Illinois, that he was an electrical engineer employed by the Buda Company in Harvey, that he had been with that company six years, that he had received a bachelor of science degree in electrical and radio engineering from Tri-State College, where he had attended from March, 1938, through August, 1940, that he was in attendance at the college in the summer of 1939, that during his attendance at the college he took a course taught by Professor Collins and laboratory work under Professor Shaw, that he saw rewiring done in the electrical machinery laboratory in August, 1939, that there was a soldering device used by Professors Shaw and Summers in'connection with wiring up the electric motors. Mr. Arner further testified (R. 2182) that the secondary portion of the soldering device, which had the heavy leads coming out, was about 10 inches overall in length, stood up about 5 or 6 inches high, with an overall width of about 5 inches, and there was a strip of wood laid on top of the secondary leads, there was a black cable that connected from the outpoint of these leads that came to a little terminal on this block of wood toward the center, and from that center portion was a copper wire bent like a U shape and 10 or 12 inches long, that the transformer was about 3 inches from the center line out to the edge of the transformer, and this portion, the copper wire itself, extended about 4 to 6 inches beyond that point. Mr. Arner further testified that he saw a soldering connection made with this soldering device, Professor Shaw did the work and Professor Summers was there at the time the work was done; that they held the terminal on the inside of the shape, turned the current on with solder in this terminal, and immediately the thing was heated up to a point where they could put the wire or cable into it, that required a very short time to do it. Witness saw six or more soldering connections made with the soldering device with the transformer and copper tip. Mr. Arner further testified on cross-examination concerning conversations with counsel for the defendants as follows (R. 2207): that counsel said he had been over to see Professor Shaw and Professor Shaw had located this transformer for him, and told him about the use of the device for soldering, that when counsel came out to see him he did not bring the affidavit with him, that he brought that at a subsequent time, and witness signed it at a subsequent time, that counsel showed witness the sketch, Exhibit A, attached to witness’ affidavit at the first visit, and that witness does not remember whether or not counsel showed him the photograph of the transformer at the first visit.

Samuel Dewey Summers testified (R. 2352) that he resided in Washington, D. C., that he is, by profession, an electrical engineer, that he is and since October 1, 1945, has been, employed as an electrical engineer by the Navy Reserve Laboratory in Washington, that prior to that time the witness was an electronics officer in the Naval Reserve, and prior to that he was a teacher of electrical engineering at Tri-State College at Angola, Indiana, for about 11% years, that he taught electrical engineering, mathamatics and physics, that witness graduated with the degree of bachelor of science in electrical engineering from Tri-State College, that he took his master’s degree at the University of Maryland and attended the University of Michigan graduate school, the Massachusetts Institute of Technology, and West Tennessee Teachers College.

About 42 pages of the record are devoted to a description of the buildings on the campus at Tri-State College, of the engineering building, of the engineering laboratory, of the machinery in the engineering laboratory, and in identifying photographs of parts of and machinery in the engineering laboratory. The witness further testified (R. 2397) that those lugs that were used by the witness in rewiring the electrical machinery laboratory at Tri-State College in the summer of 1939 were fastened to the cables by means of solder, that the work of rewiring was done principally by witness and Clyde Shaw. The soldering device used by witness in the electrical machinery laboratory in the summer of 1939 consisted of a step-down voltage transformer and a heating element across the secondary or low voltage side of the transformer. Witness built the device.' This device was used because it would produce heat rapidly at any time it was needed.

“Mr. Cannon: I show you what purports to be a photographic copy of a drawing (document was marked Defendants’ Exhibit D-6 for identification). I will ask you to examine that photographic copy and tell us whether or not that illustrates the soldering device that you used in the rewiring of the electrical machinery laboratory at Tri-State College in the summer of 1939. A. Yes.

“Mr. Fenwick: The question is objected to as grossly leading, as an attempt to refresh the recollection of the witness as to what took place in 1939. He has not been requested to testify of his own recollection or any records that he may have as to what the device was at that time.

“The Court: Sustained. * * * . I don’t know why in the world you showed the witness that sketch. * * * I am ruling that the testimony of this witness with respect to that drawing is incompetent and improper. His recollection should not have been refreshed that way. It destroys the value -of the witness. That will be the ruling right along.

“The Witness: This sketch represents a transformer device, and across the low-voltage terminal points was a conductor used as a heating element.” Witness can. point out the parts in the sketch as he refers to them, so that they will be identified on the record. “The loop nose, identified in the sketch as copper heating or soldering tip, is the heating element. The lower and main part of the figure represents the current transformer. By the secondary terminals of the transformer and the heating element there is an intermediate connection of larger cross-section than the heating element for the purpose of using a short heating element. The terminals of the heating element are mounted on a board of wood for the purpose of rigidity. The input elements referred to as the high voltage winding or primary are on the right-hand foreground of the transformer, and the arrows pointing to the various parts of the transformer do not clearly identify these terminals.” The witness marked the input terminals or high voltage winding terminals. The transformer was designed and originally used by the local power company as a current transformer. “However, a transformer is the same wherever you find it and is used simultaneously as a voltage transformer and as a current transformer. When one says that a transformer is a current transformer it means that it is used to meter the current in a high voltage circuit, a circuit in which the voltage would be in the order of several thousand volts. It is used, therefore, for two purposes: to isolate the meter from the high voltage winding, and generally to step down the current from a high value to a value which may be passed through an electrical meter. That current transformer was used in this soldering device because it was available and of suitable capacity and range. In the transformer which was used, the high voltage winding was designed to carry 5 amperes continuously. The low voltage winding, which means high current winding, was designed to carry 25 amperes continuously with a high factor of safety. For short periods of time it could carry from 100 to 200 amperes without becoming excessively hot. The relative cross sections of the copper in the low voltage winding and the high voltage winding would be in the ratio of 10 to 1. The output winding would be 10 times larger than the input winding. The heating tips, either tried or used, ranged in size from No. 10 to No. 12 copper. They were smaller than the low voltage winding. The high voltage side of the device was operated off from 115 volts alternating current source. Such a source of current was available in the laboratory at that time. In some cases the input side of the transformer was connected directly to the commercial current source there in the laboratory. At other times a rheostat in series with the high voltage winding was used to limit the flow of current to a value which was satisfactory for the heating element. An ordinary heavy-duty laboratory rheostat was used.

“Mr. Cannon: Q. I show you those two photographs, Defendants’ Exhibit D-7a and D-7b for identification, and ask you to look at the objects thereon and tell us whether or not you can identify them. A. Yes, these are laboratory rheostats that are used in the laboratory at Tri-State College and were available in the summer of 1939.

“Mr. Fenwick: The question and answer are objected to as leading the witness. The Court: Sustained.

“The Witness: Yes, this is a typical rheostat. It is one of several that were available in the laboratory. The rheostat was used with the soldering device to limit the current to a satisfactory value because the current transformer used was not quite the correct ratio of transformation. (The two photographs were offered in evidence and objection sustained to them).

“The Witness: The soldering device was directly connected with the 115 volt line on several occasions. It worked satisfactorily when it was connected directly across the 115 volt line. It took less than a minute — in the order of half a minute — a quarter to a half a minute, de- ■ pendent upon the heating element and whether or not a rheostat was used in the input circuit to heat up the soldering device. It heated up slower when a rheostat was used than when it was connected directly across the 115 volt line. Several heating elements were used, ineluding copper and iron. Both produce heat in sufficient quantities. However, because of the more readily tinnable nature of copper and its lesser tendency to oxidize at the operating temperature, it was found more suitable than iron. At times there was used a copper heating tip in the soldering device connected directly across the 115 volt line. It would be very satisfactory. Soldering connections were made with it. The soldering device would be located close beside the junction box and it would be maybe even lowered down so that portions of it were down inside the junction box, that is, the soldering device, including the transformer, was lowered to a position inside the junction box. The lugs were placed in the loop of the heating element in a vertifical position with the open end of the lug upward. When sufficient heat had been produced in the lug, solder flowed into the hole. The wire terminal was set in the hole of the lug and the soldering connection completed. Electrical transformers were available commercially on the market in the United States in the summer of 1939 which could have been used directly across the 110 volt line in this soldering device without the necessity for turning it off and on quickly.” This object which you handed to witness is a knurled nut, which was constructed at Tri-State College and used for many purposes around the electrical-laboratory. It was used in attaching the heating element to the transformer. The witness pointed out on Defendants’ Exhibit D-6 where the connectors, such as Exhibit D-8, were used in that soldering device. The witness is shown an obj ect marked Exhibit D-9. He said it was a current transformer typical of the units used at Tri-State College during the summer of 1939. It exemplifies the type of transformer used in the soldering device. The witness cannot tell if it is the identical transformer with the same rating and same appearance. In fact, more than one transformer was used for the same purpose at different times, and whether or not this is the identical one the witness cannot say. Mr. Clyde E. Shaw and witness and others who had occasion to do any work around the laboratory used the soldering device. James Elegante, Thomas Boa gey, and perhaps Milford Collins used it. This soldering device was used from time to time until witness left the college in 1943. It was kept in the electrical machinery laboratory. The soldering device was seen by other persons than witness and Clyde Shaw and those who used it. The laboratory was open to the student body and the public. The soldering device which was used was a practicable operable soldering device which was. practical for our purpose and for any other purpose in which heat was desired. It was primarily an electrical heating apparatus. It included a voltage stepped-down transformer. It included a primary and secondary winding. It included a detachable heating tip. The heating tip was connected rigidly across the secondary of the transformer.

Cross-Examination by Mr. Fenwick. (R. 2431) The photographs which witness identified here today, other than those out of the Modulus year book, he first saw on Thursday of this week in a conference with Mr. Cannon. He showed witness the transformer at that time.. Witness examined it at that time. Witness cannot say that this is the identical-transformer. However, it is the same style and rating as those used. More than one were used. This transformer has the identical rating that was used back then. There were transformers of two or three ratings. There were at least six transformers of this same rating. 25 amperes on the high current side, 5 amperes on the low current side. Witness is certain that the rating that was used was one of these transformers of that particular rating as shown on this name plate, that, witness can be sure of. The knurled nut that witness identified today was shown him by Mr. Cannon on last Thursday. Mr. Cannon first contacted witness in connection with this case. Witness believes it was by local telephone. Mr. Cannon had written witness to arrange a meeting day for this occasion. It was one letter. Mr. Clyde E. Shaw never contacted witness relative to this matter. Witness contacted him after first being contacted by Mr. Cannon. Mr. Cannon arranged to come out and see witness one evening and ask some questions about what witness had done, then witness wrote Mr. Shaw and said that witness had been contacted by Mr. Cannon in regard to this heating device. Mr. Shaw wrote back and said that he also had been contacted by Mr. Cannon. Witness cannot produce the correspondence. It has been destroyed. Mr. Shaw has never telephoned witness. Witness has executed an affidavit in connection with this use in Angola. The affidavit was prepared out of witness’ presence and sent to witness by Mr. Dent and Mr. Cannon for execution. Witness received it from Mr. Dent. Witness made no change in it. It was correct and witness executed it as it was prepared. Mr. Cannon informed witness that Mr. Shaw had also executed an affidavit. Mr. Cannon showed witness a copy of Mr. Shaw’s affidavit. Witness examined the affidavit of Mr. Shaw to see that it agreed with one that witness signed, that was at the same time, that is, on the same occasion that witness executed his affidavit. Witness was not shown any sketch of the soldering device alleged to have been used in Angola in 1939 prior to the execution of witness’ affidavit. Witness never saw the sketch marked Defendants’ Exhibit D-6 before he executed his affidavit, witness never saw the sketch, it was prepared afterwards, witness thinks. It was prepared after witness had executed his affidavit. Witness does not believe it is a part of his affidavit; The sketch was not a part of witness’ affidavit as witness recalls it.

“Mr. Cannon: I would suggest to counsel that counsel let the witness see the affidavit that he has been asking him about, or a copy of it.

“Mr. Fenwick: I am asking the witness for his recollection.

“Mr. Cannon: You have asked him about an affidavit, Mr. Fenwick. If you don’t show him the affidavit, I will.

“Mr. Fenwick: If you want to continue to lead the witness it is all right with me. (Apparently, the witness was shown his affidavit and then said:) ‘But, since the sketch was not a part of my affidavit, and my affidavit represents what I did, I don’t believe I saw the sketch before I signed my affidavit.’ ”

Witness has had four meetings prior to date with Mr. Cannon. Witness has had one meeting with Mr. O’Keefe on Thursday of this week. Witness had a meeting with Mr. Dent. This soldering device which witness used in 1939 was discussed at all those meetings. Witness left Tri-State College in February, 1943; between the time witness left Tri-State College in 1943 and when he was first contacted with reference to this case he never discussed this soldering device with anyone. Witness first assembled and constructed the soldering device with Mr. Shaw’s assistance in constructing it, in the summer of 1939. The transformer weighed about 15 or 20 pounds. The transformer’s dimensions overall would be in the neighborhood of 11 or 12 inches from terminal to terminal. Witness did not nor did any other person to witness’ knowledge make any record of the serial number or other identifying information in regard to the transformer. Witness cannot produce any records describing the soldering device used by witness in 1939 or any of those materials or component parts. Witness’ testimony in connection with this alleged use is purely recollection after a lapse of some 15 years. The length of the wire used as a tip, on the average,' would be from 6 to 8 inches. That was a total length extending from the terminals. The longest length of wire used, with a. copper tip, was maybe 10 inches. The one usually used was 6 to 8 inches. The approximate gauge or diameter of the tip used was No. 12 or No. 10 copper wire. The approximate input voltage when this 6 or 8 inch copper tip was used was in the order of 115 volts, sometimes less than that, when it was found desirable to use a rheostat in series with the transformer primary. Witness recalls talking to Mr. YanPoole over the telephone on two occasions. Witness imagines he told him that the soldering device was hooked up directly to the source of power. That is the way it was used occasionally. It might overheat if left on too long. When iron or Nichrome was used, the length of the tip was 6, 8 or possibly 10 inches. Too long a length would be too flexible and too easily bent. This tip was electrically connected to the transformer by means of connecting bolts. A fillister head screw and a knurled nut were used. The tip was physically supported on the transformer by a wooden board. Mr. Shaw and witness actually did the work of placing the mounting strip or piece of wood or board on the transformer. Witness and Mr. Shaw were working together and decided it would be a quick way of doing it. The mounting board itself was attached in this way, connecting from the terminals of the transformer to the terminals of the heating element was a piece of stiff copper cable with sufficient rigidity so that when it was attached to the board the stiffness of the copper cable of the large cross section was sufficient to hold the wooden board in position; in other words, no extra screws. The board just rested on top of the transformer with no other securing means 'than this cable. There might have been some adhesive tape on there to begin with but by the time the work was finished it wasn’t there probably and it was not really necessary. The cross section of these conductors from the output winding terminals was No. 2 copper cable or No. 1. Their iength was 4 or 5 inches, each one. The transformer had a base of some sort. The transformer had a mounted base. On occasions the device was held down inside, or partially inside, the junction box. It would be partially supported by resting on the side of the junction box. It was a little too heavy to hold out in one hand. The device would get quite hot if it was used for a while. We did not, as far as witness could determine, damage the insulation on the transformer by any of our operations though. It was not used continuously. We would solder maybe a doxen or 15 lugs at one operation and then we would stop and do something else and it would have time to cool. Conceivably, it would overheat if we were to turn it on and leave it heating continuously, like any electrical device. There was no board on the bottom of the device. It never got so hot that it was necessary to have a board. It never got so hot but that one could hold it in his hand for that matter.' The internal construction of the transformer was not altered in any way. The turns ratio of the transformer used was 5 to 1. Witness cannot say what the ratio of the voltage was during the operation as to the soldering device, but certainly it was greater than 5 to 1. The current ratings of the device indicated by the exhibit is 25 amperes on the primary and 5 amperes on the secondary. The transformer was designed to be used conventionally as a current transformer. The use of this transformer in the soldering device was not in accordance with this conventional use of this transformer. It was reversed. No measurements or other tests were ever made to determine precisely what these input voltages or currents were, except to determine that the transformer was not overheated. The voltage across the wire tip of this soldering device while current was flowing in the circuit would depend on the heating element and whether or not there was a resistor in series with the primary or not. The voltage in general was in the order of one or two volts or less. The approximate current flowing in the output circuit of the soldering device was limited to the order of 100 amperes or so. No measurements or tests of the voltages existing in the output circuit of this device were ever made during its operation. Witness is simply estimating. We first used a rheostat with this device when we first assembled it. A rheostat continued to be used on occasions, depending on the type of work being done. It was not necessary to use the rheostat to limit the current in the heating element to a value which was commensurate with the work in hand. If the rheostat had not been used the device would have produced more heating in the heating element than was needed. In other words, it would get too hot too quickly and overheat the heating element and burn it out. It would not fuse or burn out; it just oxidized too rapidly. It was not really necessary to use a rheostat; it was used quite often; when a rheostat was used it was in series with the input winding on the transformer and connected across the line. The rheostat was on casters. The rheostat was located close to the source of power. A step-down Variable ratio transformer might have been used to reduce the voltage. Witness does not know exactly how many amperes were in the primary or secondary or how many volts it used because that' was a variable depending on the heating element. Witness never made any tests to determine those factors.

The witnesses, three in number, who testified for the plaintiff that they did not use or see used the soldering device in question, were James Elegante and Orrin Vollard, who testified in open court, and Kay Hart, Jr., who testified by deposition.

James Elegante testified (R. 2235). that he lived at Provo, Utah, that he owned and operated a wholesale beverage (light 3-2 beer) distributing business, and that he was also in the electrical contracting and engineering business, that he had practical electrician’s course at Heald Engineering College in San Francisco in 1936, that he then worked as an electrician for the Utah Fuel Company, a coal mining concern, and then entered Tri-State College in 1938 and was graduated with a bachelor of science degree in June, 1940; that while at the College he was employed by the College doing free lance work wiring, electrical work, and so on whenever they asked him to, that he was familiar with the electrical engineering laboratory at the College, that he became familiar with it because, while he was in college, all of the electrical engineering experiments were conducted in that particular room, and that after his school period he was employed by the College as an instructor and that he worked and conducted experiments or helped students conduct experiments in the electrical laboratory, that while he was a student he was employed to do work in the laboratory, that a considerable amount of work was done off and on, that possibly the largest project that was done in the laboratory itself was in the rewiring of the underground wiring for the machines which were set on pedestals in the laboratory. It consisted of removing the existing junction boxes, cutting the conduits to fit new larger forms, then the old wire was pulled and the new wire installed, lugs soldered on the new wire, connections made at the junction boxes and at the machines on the pedestals, the connections then taped and finally covered, concrete poured around the new boxes, and finally covers made and fitted over the boxes so they would be flush with the existing floor. Mr. Elegante further testified that sometime in the summer of 1939 they started work on that particular work in the laboratory, that some of the work was done by making the junction boxes larger and then witness was gone for a period of time during the summer vacation and when he returned some of the wire had been pulled into the existing conduits now encased in the larger junction boxes, and it was witness’s duty to complete some of the pulling of that wire and soldering the lugs onto the wire that was there. That when witness returned from his vacation there had been no soldering work done, none of it, that all of the wire had not even been pulled; so witness proceeded in completing the pulling of the wire and then soldering lugs onto the new wires that had been pulled, and then connecting and taping to complete the job. Witness further said (R. 2240) that he needed a soldering tool, that on the smaller wires he used a normal American Beauty soldering iron, that on the larger wires they used a particular device which had been in the laboratory, witness did not know who it was made by but that they used a device which consisted of a current transformer with 110 volts on the input side and having some leads about six feet long over a pair of home-made wooden tongs, something that looked like tongs, or a pair of scissors, with the fulcrum point at the center and opening on either end; that at the end of this-particular piece of wood there were attached carbon brushes and the heavy wire from the current transformer was tied or electrically connected to the carbon brushes. That device gave them a soldering tool which was quite fast and quite efficient for the work they were doing; that witness can at this time draw a rough sketeh of that device, eliminating the transformer, and witness did draw such a sketch; that witness will explain this sketch. Witness had a current transformer down at this end with approximately six feet of leads out to the carbon brushes; when the current was turned on on the input side with the tongs open there would be no current flowing in this path at all out here, and therefore no effect, but with the tongs closed, whether a metal piece was inserted between the brushes or not, there would be a current circulating, that at this point where the carbon brushes are,- witness inserted the lugs, which were to be soldered to the wire and closed the tong, that then the current would flow through the lug and heat the lug to a point where you could melt solder into it, and thereby attach the wire to it, that assuming that the lug now has molten solder in it, a large piece of wire inserted in that molten solder wouldn’t heat up thoroughly enough; it would only heat the surface of it, thereby only making a bond on the surface of the wire itself, and cooling the solder to a point where it would shrink up so rapidly that the bond was not good, that if you take the wire which you are working with and work it in and out of that molten solder, you heat the wire to a point where it will take solder and the solder will flow up through the stranding and around the stranding, and thereby make a solid bond, that this device was attached to a transformer, Defendant’s Exhibit D-9 could be the one, it looks like it. Witness can’t say it is exactly the same one, he don’t know the ratio of the transformer, ha only knows of one transformer having been used with that tool. This transformer was connected to the 110-volt input supply line by means of the conventional drop-cord, piece of wire covered with rubber. Witness does not remember the length of that cord, it was possibly a fifty-foot extension cord, that no rheostat or other device of that sort was used with this particular transformer on that particular phase of the work, that the soldering of the lugs took four or five days’ time at the most, that witness had help but he does not know who, witness did the majority of the work on the soldering. Professor Summers was in charge of the whole job, he assisted witness at times. Witness cannot' recall that any of the other professors helped him. Professor Shaw was instructor in the laboratory at this time. He did not help witness, that witness' remembers. 300 or 400 lugs were used in this rewiring job. Witness believes he soldered about 80% or better of those. He does not know exactly the size of the lugs but they were made to fit the particular cables they were working with. The size of the eable, if he remembers correctly, was around No. 2, No. 4 or No. 6. They were not all either No. 2, 4 or 6; there were some smaller wires, possibly No. 12 for 110 volt circuits. Approximately 10% of the circuits were No. 12. , With these small lugs witness used the standard conventional American Beauty soldering iron. In the special tool there was not to his knowledge a switch anywhere in the line from the transformer to the source of electricity or elsewhere. When you opened the tongs the current would cease to flow in that particular circuit. Witness always used carbon tips on the end of the wooden members shown in the drawing, with possibly an exception when the carbon broke, and then the wire was just wrapped around- the lug as a temporary measure to- save time, that was only done as a temporary measu