Citations

Full opinion text

BRISCOE, Circuit Judge. In 1995, Julius Recardo Young was convicted in Oklahoma state court of two counts of first degree murder for beating to death a six-year old child and the child’s mother. Young was sentenced to death for these murders. He appeals the district court’s denial of his 28 U.S.C. § 2254 habe-as petition. We exercise jurisdiction pursuant to 28 U.S.C. § 1291 and affirm. I. Factual background, The relevant underlying facts of this case were outlined in detail by the Oklahoma Court of Criminal Appeals (OCCA) in addressing Young’s direct appeal: Julius Recardo Young was convicted of murdering his girlfriend’s daughter and six year old grandson. The murders occurred two days after his girlfriend, Joyslon Edwards, advised him she wanted to cool their relationship, and he would not get a key to her new apartment. She was not giving him a key, because she wanted her daughter and grandson to “feel safe” when they visited her. They did not like Young. Young had a key to the apartment Edwards had been sharing with her daughter, Joyland Morgan, and her grandson, Kewan Morgan. The day before the murders Edwards demanded the key from Young, but he did not return it. Joyland and Kewan Morgan were beaten to death in their Tulsa apartment on October 1, 1993. Their wounds indicated the murder weapon was a blunt instrument similar to a baseball bat, but the murder weapon was never found. Ms. Morgan sustained defensive wounds to her hands and arms, and at least thirteen blows to her face and head. These blows broke her jaw, tore open her scalp, and fractured her skull. She was found slumped against a living room wall. Kewan Morgan died in his bed. He sustained massive head fractures caused by two separate blows. Every night before she went to bed Joyland Morgan secured her front door with two locks and a security chain. The intruder opened both locks with a key and pushed through the security chain, breaking it. A piece of the broken chain was missing from the apartment. No eye-witnesses were found. However, a downstairs neighbor was awakened at 3:40 a.m. by a single loud bump from Morgan’s apartment. Joyslon Edwards testified she saw a baseball bat in Young’s trunk the night before the murders, but the next day it was gone. Young always drove Edwards to work and the day of the murders he arrived at 4:15 a.m., earlier than usual. Edwards asked him for change so she could use the vending machines at work. When Young pulled out the contents of his pocket, Edwards saw a piece of security chain similar to the one she had installed on her daughter’s door. Later that day when Edwards learned of the murders, she reported this evidence to the police. Young lived with his mother at the time, and the police obtained a warrant to search the mother’s home. Edwards told them what Young had worn the previous evening. The police recovered the shoes described by Edwards and these bore a visible spot of blood. Young accompanied the police during the search. He volunteered the drop was fish blood. DNA testing revealed the drop was human blood consistent with that of Joyland and Kewan Morgan. The police also recovered a freshly laundered shirt which tested positive for blood when it was exposed to luminal [sic]. Young v. State, 992 P.2d 332, 336-37 (Okla.Crim.App.1998) (Young I) (internal paragraph numbers omitted). State court 'proceedings On February 22, 1994, Young was charged by information in the District Court of Tulsa County, Oklahoma, with two counts of first degree murder (under alternative theories of malice aforethought and felony murder) and one count of first degree burglary. On May 5, 1994, the State filed a bill of particulars asserting that Young should be punished by death for the murder offenses “due to and as a result of’ four aggravating circumstances: (1) “The defendant knowingly created a great risk of death to more than one person”; (2) “The murder was especially heinous, atrocious, or cruel”; (3) “The murder was committed for the purpose of avoiding or preventing a lawful arrest or prosecution”; and (4) “The existence of a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society.” State Court ROA, Vol. I at 41. On June 17, 1994, Young’s counsel presented to the state trial court, during a motions hearing, a pleading entitled “Application for Psychological Evaluation and Permission to Interview Defendant.” Id. at 70; Tr. of Jun. 17, 1994 Motion Hearing at 14. The pleading sought authorization from the state trial court to allow two licensed professional counselors to interview Young and conduct a psychological evaluation. As a basis for the request, the pleading stated that “[i]t [wa]s necessary, due to the very nature of this case, that the Defendant be evaluated prior to the time of trial.” State Court ROA, Yol. I at 70. When asked by the state trial court during the hearing what the purpose of the requested evaluation was, Young’s counsel stated that it was not for purposes of developing an insanity defense, but rather “to make certain that the defendant is psychologically and mentally stable at this point in time of the proceedings and at some point in time it may be necessary even for mitigation or defense in the fact that he didn’t fit the personality to do the same.” Tr. of Jun. 17, 1994 Motion Hearing at 15. The state trial court denied the motion “as being premature....” Id. On September 21, 1994, Young filed a “Notice of Mitigation in the Event of Conviction” that listed nine witnesses who would testify in mitigation in the event Young was convicted of one or both murders. State Court ROA, Vol. I at 83. The notice further stated that, “in the event of a conviction,” “[ejvidence w[ould] be introduced as a matter of law to generalities and specifics of the good person that Julius Young ha[d] been.” Id. at 84. On September 30, 1994, Young filed a “Supplement to Notice of Mitigation in the Event of Conviction” stating that, of the nine witnesses listed in the original notice, the first seven would “testify substantially as to generally the good things that [Young] ha[d] done and their belief concerning that he [wa]s not a future danger to the community, along with past good deeds.” Id. at 85. The Supplement further indicated that the eighth and ninth witnesses listed in the original “Notice,” i.e. the two licensed professional counselors that were originally listed in Young’s application for psychological evaluation, would testify regarding the results of psychological testing on Young. Id. According to the state court record, however, Young’s counsel never renewed their application for psychological evaluation. Thus, the two licensed professional counselors listed as witnesses in the Supplement to Notice of Mitigation never interviewed or evaluated Young. The case proceeded to trial on September 5, 1995. At the conclusion of the first-stage proceedings, the jury found Young guilty of two counts of first degree malice aforethought murder (Counts I and II of the information) and one count of first degree burglary (Count III)- At that time, the prosecution filed a notice of intent to offer evidence in rebuttal of any mitigating evidence that Young might present. State Court ROA, Vol. Ill at 435. The second-stage proceedings occurred the following day, September 21, 1995. During the second-stage proceedings, the prosecution incorporated by reference all of the first-stage evidence. In addition, the prosecution presented victim impact testimony from a relative of the two victims. Young elected not to testify in his own behalf or present any mitigation witnesses. In light of Young’s decision in this regard, Young’s counsel entered into a stipulation with the prosecution, which was read to the jury, that Young was “42 years of age and ... ha[d] been a life-long resident of Tulsa,” “ha[d] family, relatives that love[d] him,” “ha[d] been a minister in a church for 11 years,” and was “a veteran, having served in the U.S. Army and was honorably discharged.” ROA, Tr. Vol. Ill at 918-19. At the conclusion of the second-stage proceedings, the jury found the existence of three aggravating circumstances (that Young knowingly created a great risk of death to more than one person; the murder was especially heinous, atrocious or cruel; and the existence of a probability that Young would commit criminal acts of violence that would constitute a continuing threat to society) and fixed Young’s punishment at death for the two murder convictions. As for the burglary conviction, the jury fixed Young’s punishment at fifty years’ imprisonment. The state district court conducted sentencing proceedings on September 28 and October 4, 1995. During the September 28th proceeding, Young’s counsel asked the state district court to sentence Young to life imprisonment without the possibility of parole. In support of this request, Young’s lead counsel, Jim Fransein, asserted that he had planned to introduce witnesses and evidence in mitigation during the second-stage proceedings, but that the mitigation witnesses “had been advised without [his] permission, [his] request or [his] recommendation not to appear,” and that Young likewise had determined not to take the stand in his own defense. ROA, Tr., Vol. Ill at 937. In response to this request, the prosecution noted that it had agreed, after Young’s counsel learned that Young would not be testifying or presenting any mitigation witnesses, to stipulate regarding certain mitigating evidence. Young himself addressed the state district court and asserted his factual innocence of the crimes. Young did not, however, offer any explanation for his decision to forego mitigation testimony. During the October 4th proceeding, the state district court imposed the sentences fixed by the jury. Young’s direct appeal and state post-conviction proceedings Young filed a direct appeal challenging his convictions and sentences. On November 6, 1998, the OCCA affirmed Young’s convictions and sentences. Young I, 992 P.2d at 336, 348. Young filed a petition for rehearing asserting that the OCCA failed to consider his request for an evidentiary hearing on his claim of ineffective assistance of trial counsel. On February 19, 1999, the OCCA granted Young’s petition for rehearing and, on the merits, denied his request for an evidentiary hearing. Young filed a petition for writ of certiorari with the United States Supreme Court. That petition was denied by the Supreme Court on October 4, 1999. Young v. Okla homa, 528 U.S. 837, 120 S.Ct. 100, 145 L.Ed.2d 84 (1999). While his direct appeal was still pending before the OCCA, Young, in accordance with Oklahoma procedural rules, filed an application for post-conviction relief with the OCCA. Young’s application alleged, in pertinent part, that he was denied the effective assistance of trial counsel. In support of that claim, Young submitted “the affidavits of a mitigation expert, Dr. Wanda Draper, ... and a mental health expert, Dr. Philip J. Murphy.” App. for Post-Conviction Relief at 14. The OCCA denied the application for post-conviction relief on April 28, 1999, in an unpublished opinion. Young v. State, No. PC-97-884 (Okla.Crim.App. Apr. 28, 1999) (Young II). Young’s federal habeas proceedings On April 17, 2000, Young initiated this federal habeas action by filing a pro se motion to proceed in forma pauperis and a motion for appointment of counsel. Young’s motion for appointment of counsel was granted and, on October 3, 2000, Young filed a preliminary petition for writ of habeas corpus asserting eighteen tentative grounds for relief. On December 4, 2000, Young filed an amended petition asserting only seven grounds for relief. On September 23, 2005, the district court issued an opinion and order denying Young’s petition. The district court subsequently granted a certificate of appealability (COA) with respect to four issues: (1) ineffective assistance of trial counsel for failing to adequately investigate and present mitigation evidence during the second-stage proceedings; (2) improper victim impact evidence; (3) improper admission of Young’s “fish blood” statement; and (4) cumulative error. On appeal, Young has abandoned his challenge to the admission of his “fish blood” statement, but continues to pursue the remaining three issues. II. Our review of Young’s appeal is governed by the provisions of the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA). Snow v. Sirmons, 474 F.3d 693, 696 (10th Cir.2007). Under AEDPA, the standard of review applicable to a particular claim depends upon how that claim was resolved by the state courts. Id. If a claim was addressed on the merits by the state courts, we may not grant federal habeas relief on the basis of that claim unless the state court decision “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding,” id. § 2254(d)(2). “When reviewing a state court’s application of federal law, we are precluded from issuing the writ simply because we conclude in our independent judgment that the state court applied the law erroneously or incorrectly.” McLuckie v. Abbott, 337 F.3d 1193, 1197 (10th Cir.2003). “Rather, we must be convinced that the application was also objectively unreasonable.” Id. “This standard does not require our abject deference, ... but nonetheless prohibits us from substituting our own judgment for that of the state court.” Snow, 474 F.3d at 696 (internal citation and quotation marks omitted). If a claim was not resolved by the state courts on the merits and is not otherwise procedurally barred, our standard of review is more searching. That is, because § 2254(d)’s deferential standards of review do not apply in such circumstances, we review the district court’s legal conclusions de novo and its factual findings, if any, for clear error. McLuckie, 337 F.3d at 1197. III. Introduction of victim-impact evidence Young contends that the introduction of victim impact evidence during the second-stage proceedings violated his rights under the Eighth and Fourteenth Amendments. This evidence came in the form of testimony from Catherine Morgan, the maternal aunt of Joyland. Morgan testified that she was selected by members of the victims’ family to prepare a victim impact statement for the trial court. ROA, Tr., Yol. Ill at 913. At the request of the prosecution, Morgan read her statement into the record: The tragic [sic] of Joyland and Ke-wan’s death affected more than 55 members. The effect on the family was devastating, shocking, hurt and anger as to why this happened. Each family member was affected by this differently. Some were very emotionally upset, some had to be strong for others and for Lavada Grant, the aunt of Joyland and Kewan, she had a heart attack and died the night of the murders. James Ella, Joyland and Kewan’s grandmother, had some health problems with her nerves, sleepless nights, crying and worrying. She did the best to be strong for other family members, but of her closeness with Joyland and Kewan, this was very difficult at the time. Joyland and James Ella were very close. Joyland would come into James Ella’s room and lay across the foot of her bed and share her thoughts and feelings about things. They would talk about Joyland’s goal for her life. James Ella would offer Joyland advice as grandmothers and granddaughters would do. James Ella now misses those sharing times. Kewan was James Ella’s little boy. He spent a great deal of time with her. Kewan would look forward to Friday evenings to go spend with grandma. He would pack his little blue overnight case and stand in the doorway for her to pick him up. He would say, T wait on maw-maw’. They would start the weekend singing, playing and laughing. Kewan was always ready to go to church with grandma so he could sing and clap his hands with the choir. Joyslon Edwards, the mother of Joy-land and the grandmother of Kewan, was affected by hurt, guilt, anger and shock. The first year after Joyland and Kewan’s death, Joyslon was unable to work at the daycare center where Ke-wan once attended. Caring for the kids was a constant reminder of things her and Kewan [did] in the day care. Additionally, Joyland helped to decorate her class room at the center. Joyslon would think of things and begin to cry and the children wanted to know what’s wrong with Miss Joy and asked questions about Kewan so for the best interest of the children she took a leave of absence. Joyslon wasn’t able to sleep at night, she would always see their little faces as she closed her eyes. Stress and depression caused various illnesses such as headaches. Because of her illness and her emotional state, she had to stay with James Ella, her mother. Joyslon and Joyland were building an even closer relationship. They had become more like sisters and best friends instead of a mother-daughter relationship. They shared feelings, laughter, smiles, thoughts, problems, did a lot of girl talk both bad and good. Kewan was Joyslon[’]s little baby boy. He will be missed very much for his laughter, singing with him and teaching him new songs that he loved to do. Kewan would walk around singing “Jesus Love Me”, “I’m climbing up on the Rough Side of the Mountain”, and “That Holy Spirit”. You would think, okay, he will be a singer some day, but because of his slow learning disability and understanding words, he never had the opportunity to express what he wanted to be when he grows up. I believe what we miss most is how Joyland also kept you laughing. There was never a dull moment. She would say funny things or do something not trying to be funny which would be [sic] a smile to your face. Joyland was a good mother to be as young as she was. She was always there to help you. She was willing to share what she felt or had with those that she loved and trusted. If she didn’t know you she would try and say something nice. Joyland was setting some goals in her life to go back to school to enhance her knowledge with Kewan’s learning disability. She wanted to prepare Kewan for the public school system while making a better life for her and Kewan. Kewan will be missed for his singing that everyone which I feel he had — is how he expressed himself. We miss his little feet running through the house and his laughter. We miss Kewan when he spent the weekend with James Ella. Kewan would always race her to bed and try to beat her by getting in bed first. We miss hearing his laughter when he one [sic], Joyslon and Kewan had a song they would sing together. Joyslon would lead and Kewan would be the background singer. Kewan would be singing “That Holy Spirit All In My Feet”. He would touch different items in the apartment and say “that holy spirit in this chair” as an example. Each family member will all have very special memories of Joyland and Kewan that will never be forgotten. Id. at 913-17. Young argues that this victim impact testimony “was not properly restricted to financial, emotional, psychological, and physical effects on the surviving family members.” Aplt. Br. at 49. Instead, he notes, it included “[r]eferences to conversations, hyms [sic] sung by the victim [Ke-wan], and the victim’s future goals,” none of which “were ... authorized by statute or constitutionally admissible.” Id. Young argues that these references were “designed to elicit, and likely did elicit, a strong emotional reaction in the jury and introduced the spectra [sic] of arbitrariness” in the jury’s second-stage verdict. Id. Young also complains about the references to Lavada Grant having a heart attack and dying shortly after learning of the murders. Young argues that this “[e]vidence [suggesting] that [he] caused a third death could be viewed as nothing but aggravation, particularly in the absence of any instructional guidance....” Id. at 50. a) Clearly established federal law Young identifies Payne v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991), as providing the “clearly established federal law” applicable to this claim. See Aplt. Br. at 49. In Payne, the Supreme Court clarified the scope of admissible victim impact evidence during the sentencing phase of a capital trial. More specifically, the Supreme Court overruled its prior precedent and held that it was constitutionally permissible for a state to “conclude that for the jury to assess meaningfully the defendant’s moral culpability and blameworthiness, it should have before it at the sentencing phase evidence of the specific harm caused by the defendant,” including evidence of how “the victim [wa]s an individual whose death represented] a unique loss to society and in particular to his family.” 501 U.S. at 825, 111 S.Ct. 2597 (internal quotation marks omitted). In other words, the Court held, “[a] State may legitimately conclude that evidence about the victim and about the impact of the murder on the victim’s family is relevant to the jury’s decision as to whether or not the death penalty should be imposed.” Id. at 827, 111 S.Ct. 2597; see also id. at 830, 111 S.Ct. 2597 (“A State may decide ... that the jury should see a quick glimpse of the life petitioner chose to extinguish, ... to remind the jury that the person whose life was taken was a unique human being.”) (internal citation and quotation marks omitted) (O’Connor, J., concurring). “In the majority of cases,” the Court held, “victim impact evidence [thus] serves entirely legitimate purposes.” Id. at 825, 111 S.Ct. 2597. Notwithstanding this holding, however, the Court acknowledged the possibility that victim impact evidence could be “so unduly prejudicial that it renders the trial fundamentally unfair ....” Id. In such instances, the Court held, “the Due Process Clause of the Fourteenth Amendment provides a mechanism for relief.” Id. b) OCCA’s rejection of Young’s Payne-based arguments Young argued in his direct appeal, citing Payne, that the prosecution’s use of Morgan’s victim impact statement violated his rights under the Sixth, Eighth, and Fourteenth Amendments of the United States Constitution. Young Direct Appeal Br. at 77. The OCCA rejected Young’s arguments, stating as follows: Trial counsel objected to the introduction of the statement on the grounds it was unconstitutional, more prejudicial than probative and a denial of due process .... Title 21 O.S. Supp.1995, § 701.10(C) provides the State may present evidence “about the victim and about the impact of the murder on the family of the victim.” This evidence is subject to the limitations imposed by the Oklahoma Evidence Code as well as the state and federal constitutions, [citation omitted]. Young argues the statement in his case went beyond these parameters. We have examined the victim impact statement delivered at Young’s trial and find it to be squarely within the confines articulated by this Court and the Oklahoma Legislature. The statement explained succinctly the relationships enjoyed by family members with the victims. The statement focused on the effect of the murders on the family of the victims. This is permissible under § 701.10(C). Young objects to that part of the statement which included the fact an aunt of the deceased, upon hearing of the murders, suffered a heart attack and died. He argues a causal connection was not proven. This argument is appropriate for trial, not appeal. The presenter of a victim impact statement is subject to cross-examination, and this issue properly could have been plumbed at trial, [citation omitted]. Young I, 992 P.2d at 341-42 (internal paragraph numbers omitted). c) Applying the AEDPA standards to the OCCA’s analysis In this federal habeas appeal, Young does not challenge the OCCA’s analysis in terms of the AEDPA standards of review. Indeed, he makes no mention at all of the OCCA’s analysis. Instead, he simply repeats, in summary fashion, the arguments he made on direct appeal. Out of an abundance of caution, we will assume that Young is implying by his arguments that the OCCA unreasonably applied Payne in rejecting his constitutional challenge to the admission of the victim impact statement. After carefully examining the record on appeal, we conclude that the OCCA’s rejection of Young’s constitutional challenge to the victim impact statement was neither contrary to, nor an unreasonable application of, Payne. To be sure, the OCCA did not cite directly to Payne. It did, however, cite its own decision in Toles v. State, 947 P.2d 180, 189 (Okla.Crim.App.1997), which in turn acknowledged and applied Payne. As for the specific components of the victim impact statement challenged by Young, the references to conversations that Joyland had with her mother, her future goals, and Kewan’s love of singing hymns simply provided a “quick glimpse” into the lives of the two people that Young murdered, and thus did not violate Young’s due process rights. Payne, 501 U.S. at 830, 111 S.Ct. 2597 (O’Connor, J., concurring). The only other specific part of the statement challenged by Young, i.e., the portion that referred to Lavada Grant, an aunt of the two victims, having a heart attack and dying after she learned about the murders, fell within the scope of Payne’s holding allowing the admission of evidence “about the impact of the murder[s] on the victim[s’] family....” Id. at 827, 111 S.Ct. 2597. Although Young complains that this portion of the statement implied he was responsible for a third death, we note, as did the OCCA, that his trial counsel made no attempt to cross-examine Morgan on this point. More importantly, having reviewed the entirety of the trial transcript, we are not persuaded that, even in the absence of such cross-examination, this challenged evidence was “so unduly prejudicial that it render[ed] the trial fundamentally unfair....” Id. at 825, 111 S.Ct. 2597. In sum, we conclude Young has failed to establish his entitlement to federal habeas relief on the basis of the admission of the victim impact statement. Ineffective assistance of trial counsel Young next contends that his trial counsel was constitutionally ineffective for failing to adequately investigate available mitigating evidence and present that evidence during the second-stage proceedings. In support of this contention, Young notes that “[n]o social history investigation was performed; no psychiatric or psychological testing was done; no medical examinations were conducted; [and] almost no argument was made to the jury to spare [his] life.” Aplt. Br. at 18. He further notes that “[flamily members and known friends were not interviewed and prepared to testify by explaining the need and importance of their testimony.” Id. at 18-19. He argues that defense counsel’s failure prejudiced him “by ensuring that the jury had no evidence to weigh against the aggravating factors or to use to show mercy.” Id. at 19. a) Clearly established federal law The “clearly established federal law” applicable to this claim is the Supreme Court’s decision in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In Strickland, the Supreme Court held that “[a] convicted defendant’s claim that counsel’s assistance was so defective as to require reversal of a conviction or death sentence has two components.” 466 U.S. at 687, 104 S.Ct. 2052. “First,” the Court noted, “the defendant must show that counsel’s performance was deficient.” Id. “This requires showing that counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment.” Id. “Second,” the Court noted, “the defendant must show that the deficient performance prejudiced the defense.” Id. “This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.” Id. “Unless a defendant makes both showings,” the Court held, “it cannot be said that the conviction or death sentence resulted from a breakdown in the adversary process that renders the result unreliable.” Id. b) OCCA’s rejection of Young’s claim, Young first raised the issue of ineffective assistance of trial counsel on direct appeal. The OCCA summarily rejected Young’s claim: As his fourth allegation of ineffective assistance of counsel, Young argues trial counsel failed to investigate mitigating evidence. This issue is not supported by the record. The record indicates counsel was prepared to call seven witnesses in mitigation. Young I, 992 P.2d at 347 (internal paragraph number omitted). The OCCA also summarily rejected Young’s related factual assertion that he waived the presentation of mitigation evidence: Young did not waive mitigation, but opted to introduce it through stipulation. As the State cogently argues, the State had given notice of damaging rebuttal evidence, and Young’s stipulation strategically avoided this risk as well as the risk of cross-examination. Id. at 341 (internal paragraph number omitted). After the OCCA denied his direct appeal, Young filed a petition for rehearing asserting that the OCCA failed to consider his request for an evidentiary hearing in connection with his ineffective assistance claim. The OCCA granted Young’s petition for rehearing and, on the merits, denied his request for an evidentiary hearing: In support of his application for a[n] [evidentiary] hearing, Young offers several affidavits and a transcription of an interview with trial counsel. Some of the affidavits are from family members and friends who stated that they were willing to testify at trial, but were never contacted to testify. Other affidavits are from purported experts in the field of human behavior, capital murder cases and mitigating evidence [Linda Palmer, the licensed professional counselor who Young’s counsel originally sought permission from the state trial court to evaluate Young, and Dr. Ann Taylor, a psychologist who had functioned as an expert mitigation witness in other death penalty cases]. The mitigating evidence contained in the affidavits show that witnesses would have testified that Young was a loving father and a nice person; that Young was discharged from the Army because he was determined to be mentally unfit; that Young had lost a brother and son to sickle cell anemia; and that Young still lived with his domineering mother. The interview with trial counsel shows that both Young and his mother indicated that they did not want family and friends called to present mitigating evidence. The trial record revealed that trial counsel negotiated a stipulation regarding mitigation. Therefore, Young did not waive mitigation, (citation omitted). This stipulation contained a statement that Young’s family and relatives love him; Young has been a minister for eleven years; and that Young is a[n] honorably discharged veteran of the Army. In our Opinion we concluded that this stipulation strategically avoided the risk of damaging rebuttal evidence and the risk of cross-examination, (citation omitted). Upon review of the application and the supporting affidavits and evidence, we find [Young] has shown this Court that trial counsel could well have utilized this evidence and that it may have been prudent for him to do so. However, Young has not shown by clear and convincing evidence a strong possibility that defense counsel was ineffective for failing to utilize or identify this evidence. Accordingly, we decline to grant [Youngl’s application for an evidentiary hearing, (citation omitted). Young v. State, No. F 95-1142 at 2-4 (Okla.Crim.App. Feb. 19, 1999) (Order Granting Rehearing and Denying Relief). Young reurged his ineffective assistance of trial counsel claim in his application for state post-conviction relief, but argued for the first time that his trial counsel should have investigated and presented testimony from “mitigation expert” Dr. Wanda Draper and psychologist Dr. Philip Murphy. The OCCA rejected the claim as procedurally barred: Young argues he was denied effective assistance of trial ... counsel regarding the issue of the presentation of mitigation evidence. After reviewing the record, we find Young’s ineffective assistance of trial counsel claims do not turn on facts or information unavailable at the time of his direct appeal. Consequently, Young has not met the prerequisites for review of this claim on the merits. This claim is barred. Young II at 3 (internal citations omitted). c) The district court’s analysis In reviewing Young’s ineffective assistance claim in the federal habeas context, the district court rejected respondent’s argument that Young had procedurally defaulted the portions of his ineffective assistance claim that were raised for the first time in his application for post-conviction relief. Although the district court conceded “that the OCCA’s procedural bar based on [Youngl’s failure to raise the claim in a direct appeal [wa]s an ‘independent’ state ground,” ROA, Doc. 58 at 18, it concluded “that the procedural bar imposed by the OCCA ... was not adequate to preclude federal habeas review.” Id. at 19. More specifically, the district court noted “that the resolution of [Young]’s allegations concerning trial counsel’s failure to investigate psychological evidence and present expert mitigation witnesses [Draper and Murphy] [wa]s not apparent from the trial record,” and thus could not have been raised by Young on direct appeal. Id. at 20. As for the OCCA’s rejection of Young’s claim on direct appeal, the district court concluded that the OCCA failed to properly apply the second prong of the Strickland test. Id. at 17. In particular, the district court concluded that the OCCA erroneously “required [Young] to show by ‘clear and convincing evidence’ that he was prejudiced by [trial] counsel’s failure to utilize available mitigation evidence.” Id. The district court then proceeded to conduct its own de novo review of Young’s ineffective assistance claim. In analyzing the first prong of the Strickland test, the district court concluded “there [wa]s little doubt that [Young]’s trial attorney stopped short of making a reasonable investigation for purposes of uncovering relevant mitigating evidence that could have been useful in (1) fully informing [Young] of all available mitigating evidence and his opinion of its potential effectiveness; and (2) persuading the jury that [Youngj’s moral culpability was not sufficient to warrant the death penalty.” Id. at 22. In other words, the district court concluded that trial counsel’s “failure to adequately investigate mitigation evidence and present it to the jury constituted deficient performance under the first prong of the Strickland test.” Id. at 23. Turning to the second prong of the Strickland test, the district court concluded, after considering the strength of the prosecution’s case, the number of aggravating circumstances found by the jury to exist, the mitigating evidence actually presented by Young’s trial counsel, and the available mitigating evidence cited by Young in support of his habeas petition, that Young was not prejudiced by trial counsel’s failure. Id. at 28. In reaching this conclusion, the district court acknowledged that the mitigation evidence cited by Young “would have shown favorable aspects of [his] character and provided insight into his upbringing and grief related to deaths in his family....” Id. at 27. However, the district court concluded there was not a “reasonable probability that its introduction would have caused the jury to decline to impose the death penalty.” Id. In particular, the district court concluded that the fact that Young’s mitigation witnesses “considered [him] to be a good person would not have supported the notion that the murder of Joyland Morgan was not committed in a heinous, atrocious or cruel manner” or “negated or affected in any way the fact that [he] knowingly created a great risk of death to more than one person.” Id. at 27-28. Lastly, the district court concluded that “the opinions offered by Dr. Draper” would not have caused the jury to “spare[] Young the death penalty had [Draper] been allowed to testify.” Id. at 28. d) Standard of review on appeal Before turning to the specific arguments raised by Young in his appeal, we note our agreement with the district court that we must apply de novo review in evaluating Young’s ineffective assistance claim. To be sure, the OCCA purported to address Young’s ineffective assistance claim on the merits when it affirmed his convictions and sentences on direct appeal. But it is clear from the record on appeal that it did so on the basis of a limited factual record; in particular, the OCCA did not consider the available mitigating evidence cited by Young in support of his request for an evidentiary hearing on his ineffective assistance claim. When Young subsequently petitioned the OCCA for a rehearing, the OCCA proceeded to examine the mitigating evidence cited by Young, but it viewed that evidence solely in terms of whether Young had satisfied the standard outlined in OCCA Rule 3.11(B)(3)(b)(i), i.e., whether Young had presented “clear and convincing evidence” establishing “there [wa]s a strong possibility trial counsel was ineffective for failing to utilize or identify the complained-of evidence.” Okla. Stat. tit. 22, ch. 18, App. Rule 3.11(B)(3)(b)(i). As a result, “we cannot conclude” that the OCCA “necessarily decided that,” “the [Strickland] standard was not satisfied” when the OCCA considered the mitigating evidence cited by Young with his request for an evidentiary hearing and denied Young’s request for an evidentiary hearing. Wilson v. Sirmons, 536 F.3d 1064, 1081 (10th Cir.2008). We also note that the OCCA refused to consider the affidavits from Drs. Draper and Murphy that were obtained and submitted by Young in connection with his application for post-conviction relief. In doing so, the OCCA concluded that Young’s ineffective assistance claim “d[id] not turn on facts or information unavailable at the time of his direct appeal,” and was therefore proeedurally barred. Young II at 3. We have, however, repeatedly questioned whether this Oklahoma procedural rule, requiring ineffective assistance of counsel claims to generally be brought on direct appeal, “can be deemed adequate and independent to bar habeas review.” Cummings v. Sirmons, 506 F.3d 1211, 1224 (10th Cir.2007) (internal quotation marks omitted). We have thus, in turn, “held that th[is] Oklahoma procedural bar will apply [only] in those limited cases meeting the following two conditions: trial and appellate counsel differ; and the ineffectiveness claim can be resolved upon the trial record alone.” Id. (internal quotation marks omitted). “All other ineffective assistance claims, we have held, are proeedurally barred only if Oklahoma’s special appellate remand rule for ineffectiveness claims is adequately and evenhandedly applied.” Id. (internal quotation marks omitted). Young’s case does not fall within the limited subset of cases subject to procedural bar because, even though his trial and appellate counsel differed, his ineffectiveness claim was clearly incapable of being resolved on direct appeal based upon the trial record alone. Nor, we note, would the granting of an evidentiary hearing by the OCCA on direct appeal have produced the evidence now proffered from Drs. Draper and Murphy. Lastly, we are not persuaded that, as of the time Young’s direct appeal was decided, Oklahoma’s special appellate remand rule for ineffectiveness assistance claims was adequately and evenhandedly applied. See id. (noting that “Oklahoma rarely, if ever, remands cases for such a hearing”) (internal quotation marks omitted). e) Young’s arguments on appeal In his federal habeas appeal, Young argues that the district court was correct in concluding “that trial counsel’s performance was ... constitutionally deficient,” but erred in concluding that ‘Young had not demonstrated prejudice.” Aplt. Br. at 22. For the reasons outlined below, however, we conclude the district court was correct in its analysis of both prongs of the Strickland test. 1. Trial counsel’s deficient performance “In assessing [defense] counsel’s investigation” of available mitigating evidence in a capital case, a federal habeas court “must conduct an objective review of [defense counsel’s] performance, measured for ‘reasonableness under prevailing professional norms" Wiggins v. Smith, 539 U.S. 510, 523, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003) (quoting Strickland, 466 U.S. at 688, 104 S.Ct. 2052). Those prevailing professional norms, according to the Supreme Court, include the ABA Guidelines for the Appointment and Performance of Counsel in Death Penalty-Cases (ABA Guidelines). Id. at 524, 123 S.Ct. 2527. Under the ABA Guidelines, “investigations into mitigating evidence ‘should comprise efforts to discover all reasonably available mitigating evidence and evidence to rebut any aggravating evidence that may be introduced by the prosecutor.’ ” Id. (quoting 1989 version of ABA Guidelines). Among the topics defense counsel should investigate and consider presenting include medical history, educational history, employment and training history, family and social history, prior adult and juvenile correctional experiences, and religious and cultural influences. Id. (citing 1989 version of ABA Guidelines). In this case, Young submitted, in connection with his direct appeal and request for evidentiary hearing, a transcript of a tape-recorded interview that his appellate counsel conducted with his lead trial counsel, Jim Fransein. In that interview, Fransein stated that he had “briefly” “talked with a couple” of the proposed second-stage mitigation witnesses prior to trial, but that his plan had been to interview each of the mitigation witnesses in somewhat greater depth immediately prior to the start of the second-stage proceedings. ROA, Vol. II, Doc. 23, Exh. 3 at 12. Fransein stated that his plan was derailed, however, when he was informed by Young’s mother on the morning of the start of the second-stage proceedings that she had sent all of the mitigation witnesses home. When asked about the possibility of presenting expert psychological witnesses during the second-stage proceedings, Fransein counsel stated that he had considered obtaining such testimony, but that Young’s family was either unable or unwilling to pay for such services, and he believed the trial judge “probably would [have] denied” an application for funding for such services. Id. at 5. Fransein further stated that he had not ordered or obtained any relevant records regarding Young. Lastly, Fransein stated that he and Young had not talked about mitigation evidence or strategy because, “quite frankly,” Young was convinced “there was no way that [the jury was] going to And [him] guilty” during the first-stage proceedings. Id. at 12. We conclude, as did the OCCA and the district court, that the investigatory efforts of Young’s trial counsel fell far short of the prevailing standards for capital defense work outlined by the Supreme Court in Wiggins. As the interview transcript makes clear, Young’s trial counsel engaged in almost no efforts to investigate and develop mitigating evidence. At.-best, the transcript indicates that trial counsel spoke briefly with a few unnamed individuals who were presumably Young’s friends or family members. As a result, Young’s trial counsel completed the first-stage proceedings and began the second-stage proceedings generally unfamiliar with nearly all of the potential sources of mitigating evidence from Young’s background. In turn, it is not surprising that trial counsel’s second-stage “strategy” focused simplistically on highlighting “the good things that [Young] ha[d] done” in the past and the “beliefls]” of Young’s friends and family members “that he [wa]s not a future danger to the community....” State Court ROA, Vol. I at 85. In short, Young’s trial counsel did not “fulfill [his] obligation to conduct a thorough investigation of [Young]’s background.” Williams v. Tay lor, 529 U.S. 362, 396, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). 2. Prejudice That leads us to the second prong of the Strickland test, i.e., whether Young was prejudiced by his trial counsel’s constitutionally deficient investigatory efforts. In conducting our second prong analysis, we must first address the effect, if any, of Young’s decision at trial to forego presenting the mitigation witnesses his trial counsel had subpoenaed and instead rely on a written stipulation of mitigation. More specifically, we must determine whether Young’s decision in this regard forecloses the possibility of him establishing prejudice. As to this question, respondent argues that the Supreme Court’s recent decision in Schriro v. Landrigan, 550 U.S. 465, 127 S.Ct. 1933, 167 L.Ed.2d 836 (2007), is controlling. In Schriro, the defendant “refused to allow his counsel to present the testimony of his ex-wife and birth mother as mitigating evidence at his sentencing hearing for a felony-murder conviction.” Id. at 1934. The defendant “also interrupted as [his] counsel tried to proffer other [mitigating] evidence, and he told the Arizona trial judge he did not wish to present any mitigating evidence and to ‘bring on’ the death penalty.” Id. The defendant was subsequently sentenced to death. In a state post-conviction proceeding, the defendant argued that his trial counsel “was ineffective for failing to conduct further investigation into mitigating circumstances.” Id. The Arizona state courts denied that claim, “finding that he had instructed counsel at sentencing not to present any mitigating evidence at all.” Id. The defendant then filed a federal ha-beas petition, reurging his ineffective assistance claim. Although the district court denied relief, the Ninth Circuit reversed, holding that the defendant was entitled to an evidentiary hearing “because he raised a ‘colorable claim’ that his counsel’s performance” was constitutionally deficient. Id. at 1939. In particular, the Ninth Circuit found that defense counsel “did little to prepare for the sentencing aspect of the case,” “and that investigation would have revealed a wealth of mitigating evidence, including the family’s history of drug and alcohol abuse and propensity for violence.” Id. (internal quotation marks omitted). The Ninth Circuit also concluded, citing Wiggins, that the defendant’s “apparently last-minute decision” to forego mitigating evidence could not “excuse his counsel’s failure to conduct an adequate investigation prior to the sentencing.” Id. at 1942 (internal quotation marks omitted). The Supreme Court granted certiorari and reversed the Ninth Circuit’s decision. In doing so, the Court noted that “[neither Wiggins nor Strickland addresse[d] a situation in which a client interfere[d] with counsel’s efforts to present mitigating evidence to a sentencing court,” and that, “[i]ndeed, [it] ha[d] never addressed a situation like th[at]” before. Id. Thus, the Court held, “at the time of the Arizona post-conviction court’s decision, it was not objectively unreasonable for that court to conclude that a defendant who refused to allow the presentation of any mitigating evidence could not establish Strickland prejudice based on his counsel’s failure to investigate further possible mitigating evidence.” Id. Continuing, the Court also emphasized that it “ha[d] never imposed an ‘informed and knowing’ requirement upon a defendant’s decision not to introduce evidence.” Id. Nor, the Court noted, had it ever “required a specific colloquy to ensure that a defendant knowingly and intelligently refused to present mitigating evidence.” Id. at 1943. Lastly, the Court held that, “[e]ven assuming the truth of all the facts [the defendant] sought to prove at the evidentiary hearing, he still could not be granted federal habeas relief because the state courts’ factual determination that [he] would not have allowed counsel to present any mitigating evidence at sentencing [wa]s not an unreasonable determination of the facts under § 2254(d)(2) and the mitigating evidence he s[ought] to introduce would not have changed the result.” Id. at 1944. Respondent argues that, like the defendant in Schriro, Young “cannot demonstrate prejudice from trial counsel’s failure to investigate, develop and present all of the mitigation evidence he now embraces” because “[i]t is clear [Young] would not have allowed that evidence to be presented under any circumstances.” Aplee. Br. at 30. Rather, respondent argues, Young “demanded that the case in mitigation be limited to the stipulation actually presented to the jury.” Id. We reject respondent’s arguments and conclude that Young’s case is distinguishable from Schriro. Unlike the defendant in Schriro, who waived his right to present mitigating evidence, thereafter refused to allow his counsel to present any type of mitigating evidence on his behalf, and all but asked the trial court to sentence him to death, Young simply chose to forego the presentation of testimony from the handful of friends and family members that his trial counsel had lined up to testify. Further, as the OCCA expressly found, “Young did not waive mitigation, but [rather] opted to introduce it through stipulation.” Young I, 992 P.2d at 341. In light of these circumstances, we find it impossible to predict with any degree of certainty what Young would have done had his trial counsel investigated and prepared to present all of the available mitigating evidence that Young now points to. In particular, we do not believe that Young’s decision to forego the live testimony of his Mends and family members allows us to accurately predict what he would have done had his trial counsel planned to present mitigating testimony from Drs. Draper and Murphy. Thus, we conclude that Young’s decision to forego live mitigation witnesses and rely on the written stipulation of mitigating evidence does not prevent him, in the context of these federal habeas proceedings, from establishing prejudice under the second prong of the Strickland test. Turning directly to the issue of prejudice, Young argues initially “that the inadequacies of his counsel [we]re so severe as to dispense with the need to show prejudice under Strickland.” Aplt. Br. at 33. In support of this argument, Young cites to a single case, Rickman v. Bell, 131 F.3d 1150 (6th Cir.1997). As outlined in greater detail below, however, a review of Rickman reveals that it is factually inap-posite. The state habeas petitioner in Rickman, Ronald Rickman, was charged in Tennessee state court with first-degree murder for his participation in a murder-for-hire scheme that resulted in the rape, abduction, and death of a female victim. Attorney Robert Livingston was appointed by the state trial court to represent Rickman. Livingston conducted an initial interview with Rickman, during which he confirmed that a statement given by Rickman to authorities was true (it is unclear from the Rickman opinion what the nature of the statement was; presumably, it was an admission of guilt). From that point forward, “Livingston assumed that there was no defense to the charge of first-degree murder and failed to conduct any investigation.” 131 F.3d at 1157. In particular, “Livingston did not interview any witnesses, conduct any legal research, or obtain and review any records, including those regarding Rickman’s employment, education, mental health, social services contacts, military service, or prison experience.” Id. “By Livingston’s account, he spent a total of sixteen hours preparing for Rickman’s trial.” Id. At trial, “Livingston was not content with mere nonfeasance,” and instead “embarked on a course of attempting to persuade the jury that his client, although judged legally competent to stand trial, [was], in fact, abnormal and should not be judged as a normal person.” Id. (internal quotations marks omitted). In doing so, Livingston “convey[ed] to the jurors an unmistakable personal antagonism toward Rickman, characterized both by attacks on Rickman and by repeatedly eliciting information detrimental to Rickman’s interests.” Id. at 1158. According to the Sixth Circuit, “Livingston’s attacks on Rickman took the form of portraying him as crazed and dangerous.” Id. The Sixth Circuit ultimately concluded, relying primarily on United States v. Cronic, 466 U.S. 648, 659, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984) (“if counsel entirely fails to subject the prosecution’s ease to meaningful adversarial testing, then there has been a denial of Sixth Amendment rights that makes the adversary process itself presumptively unreliable”), that not only was Livingston’s performance constitutionally deficient, but that it was “so egregious as to amount to the virtual or constructive denial of the assistance of counsel, and thus implicate [a] presumption of prejudice-” Id. at 1156. More specifically, the Sixth Circuit concluded that because “Livingston succeeded in presenting a terrifying image of Rickman, and thereby aligned himself with the prosecution against his own client,” the prejudice to Rickman was “patently inherent” and thus it could “dispensef ] with the necessity of a separate showing of prejudice. ...”M at 1159. Although Young’s counsel was obviously neglectful in his investigation of potential second-stage mitigating evidence, his conduct at trial was substantially different than that of Rickman’s counsel. Most notably, a review of the trial transcript confirms that Young’s counsel vigorously challenged the prosecution’s evidence, particularly during the first-stage proceedings, and in no way “acted with reckless disregard for [YoungJ’s best interests” or “with the intention to weaken [Young]’s case.” United States v. Collins, 430 F.3d 1260, 1265 (10th Cir.2005). Even during the second-stage proceedings, Young’s counsel attempted to present some type of mitigating evidence (in the form of a stipulation) after learning that Young’s mother had sent all of the planned mitigation witnesses home and, during closing arguments, pleaded for the jury to spare Young’s life. In sum, a review of the trial transcript confirms that Young was not subjected to a constructive denial of counsel. Thus, we conclude Young is not entitled to a presumption of prejudice. Alternatively, Young asserts that he “was indeed prejudiced by his counsels’ deficiencies.” Aplt. Br. at 34. “In assessing prejudice” in the context presented here, we must “reweigh the evidence in aggravation against the totality of available mitigating evidence.” Wiggins, 539 U.S. at 534, 123 S.Ct. 2527. To establish prejudice, Young must demonstrate there is “a reasonable probability that, absent [counsel’s] errors, the sentencer — including an appellate court, to the extent it independently reweighs the evidence&emdash; would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.” Strickland, 466 U.S. at 695, 104 S.Ct. 2052. “A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Id. at 694, 104 S.Ct. 2052. In his effort to establish prejudice, Young points to proposed testimony from family members, friends, and expert witnesses that his trial counsel failed to discover and present. The proposed testimony from each of these witnesses was outlined in affidavits that were originally submitted in connection with Young’s application for state post-conviction relief. The following is a summary of each of those affidavits: Reverend William Hamilton: Hamilton “did not know [Young] personally,” but rather “was acquainted with him because he had preached at [Hamilton’s] church on occasion.... ” ROA, Vol. II, Doc. 23, Exh. 4 at 1. If he had been called as a witness, he “would have been willing to testify that [Young] always seemed like a nice man.” Id. T.B. Lockridge: Lockridge “was acquainted with [Young] because he had served as a resident pastor at [Lock-ridge’s] church, preaching on the first and third Sundays of the month.” Id., Exh. 5 at 1. If he had been called as a witness, he “would have been willing to testify that ... there were no problems with [Young] during his time of ministry with [Lockridge’s] church.” Id. Cornelius Young II: Cornelius Young II was “the father of Julius Young....” Id., Exh. 6 at 1. He “would have been willing to testify and assist in the investigation of [his] son’s life had [he] been asked to.” Id. Further, he “would have cooperated fully in order to and persuade jurors to assess a sentence less than death for [his] son Julius.” Id. at 2. Aleñe Young: Aleñe Young was “the mother of Julius Young....” Id., Exh. 7 at 1. She “would have testified in [her] son’s behalf and would have assisted in any investigation into his life in order to present evidence so that [her] son would not be sentenced to death.” Id. She alleges she “had no understanding of mitigation and the ability to present evidence which would move a jury to extend mercy to [her] son.” Id. at 2. Gertrude Deadmon: Deadmon knew Young “when he was a Youth Guidance Specialist ... for a year or two,” and “she remembered him as a person who spoke very intelligently and very well.” Id., Exh. 8 at 1. She “was willing to testify that [Young] was an impeccable dresser, was well-mannered, and articulated well.” Id. Dr. Mozelle Lewis: Lewis is “a longtime friend of [Young]’s family and ha[s] known [Young] since he was a child.” Id., Exh. 9 at 1. If called as a witness, Lewis “would have been willing to testify that [Young] had a very mild personality, was rather withdrawn, but was a very courteous child who was willing to do what was asked of him.” Id. Further, Lewis would have been willing to testify she “always knew [Young] to be a nice gentleman.” Id. Cornelius Young III: Cornelius Young III is “the older brother of Julius ... Young.” Id., Ex. 10 at 1. If called as a witness, he would have testified that he and his brother “suffered and grieved together when [their] younger brother Terry died of sickle cell anemia,” id., and that “Terry’s death ... had a devastating effect on [their] family.” Id. at 2. He would have further testified that Julius also “lost his young son ... to sickle cell anemia,” which resulted in “another devastating loss to [their] family and particularly for Julius.” Id. In addition, he would have testified that “Julius was a good father to his sons,” and “took care of [his] mom and dad by doing the lawn work and acting as a handy-man around the[ir] house.” Id. Lastly, he would have testified about his childhood memories and how he and Julius “depended on each other and ... always helped each other out when there was a difficulty.” Id. Derrick Young: Derrick is one of Julius Young’s sons. Id., Exh. 11 at 1. If called as a witness, he would have testified that his “mother and father got divorced when [he] was about four or five years old,” but that his father remained “an active participant in [his] life ... especially during the years between the second and eighth grade[s].” Id. at 2. In particular, Derrick would have testified that his “father coached [his] T-Ball team and actively supported [his] interest in sports,” but “never pressured [him] in any sport in which [he] participated.” Id. Further, Derrick would have testified that his father “was very strict” and “had high expectations about school work and insisted that [they] do good in school.” Id. Derrick also would have testified “[t]hat it was [his] Dad who would take [him] out on country roads to teach [him] how to drive and but for that time [he] would not have had the confidence to take [his] driving test to get [his] driver’s license.” Id. In Derrick’s view, his paternal gr